News

  1. News
  2. News search results
Filter results
Filter by year
Sort by:

Search results

Showing 221 to 230 of 300 search results for Following enforcement.

  1. Debating trust and confidence in banking

    Speeches Published: 28/05/2015 Last modified: 28/05/2015
    Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the ResPublica Vocational Banking event in London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. FCA fines Barclays £284,432,000 for forex failings

    Press Releases Published: 19/05/2015 Last modified: 17/11/2021
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.

  3. Pardip Saini Sentenced for Failing to Pay Confiscation Order

    Press Releases Published: 28/04/2015 Last modified: 23/11/2021
    Today, Pardip Saini was sentenced to 528 days imprisonment for failing to pay a Confiscation Order made against him.

  4. Deutsche Bank fined £227 million by Financial Conduct Authority for LIBOR and EURIBOR failings and for misleading the regulator

    Press Releases Published: 23/04/2015 Last modified: 24/04/2015
    Georgina Philippou, acting director of enforcement and market oversight, said:. “This case stands out for the seriousness and duration of the breaches by Deutsche Bank – something reflected in the size of ... On 25 March 2013, the FSA published its

  5. Tribunal directs Financial Conduct Authority to ban former insurance broker

    Press Releases Published: 16/04/2015 Last modified: 16/04/2015
    trial. Georgina Philippou, Acting Director of the FCA’s Enforcement and Market Oversight Division, said:. ... Following a trial of this matter from 3-6 February 2014, the Tribunal concluded that Mr Allen was not a fit and proper person to perform any

  6. FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules

    Press Releases Published: 15/04/2015 Last modified: 15/04/2015
    Georgina Philippou, acting director of enforcement and market oversight at the FCA said:. ... The FCA continues to focus on the protection of client assets and, following consultation in 2013, published substantial amendments to the Custody Rules in June

  7. Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector

    Press Releases Published: 16/03/2015 Last modified: 16/03/2015
    Following strong demand from firms, the FCA is also today consulting on further, more detailed guidance on how the FCA will apply the Presumption of Responsibility. ... fitness and propriety (by firms as well as by regulators) and strengthened powers of

  8. Phillip Boakes sentenced following FCA prosecution

    Press Releases Published: 06/03/2015 Last modified: 06/03/2015
    Phillip Boakes sentenced following FCA prosecution. Press Releases First published:. 06/03/2015. ... Georgina Philippou, acting director of enforcement and market oversight, said:. “Using fraud and forged documents, Boakes took in those who trusted him

  9. The Financial Conduct Authority imposes £2.1m fine and places restriction on Bank of Beirut after it misled the regulator

    Press Releases Published: 05/03/2015 Last modified: 30/08/2015
    Georgina Philippou, acting director of enforcement and market oversight, commented:. “It is essential to consumer protection, market integrity and the prevention of financial crime that we can rely on firms giving ... Concerns about the culture within

  10. Alex Hope and Raj Von Badlo sentenced following FCA prosecution

    Press Releases Published: 30/01/2015 Last modified: 30/01/2015
    Alex Hope and Raj Von Badlo sentenced following FCA prosecution. Press Releases First published:. ... Commenting on the case, Georgina Philippou, acting director of enforcement and market oversight, said:.