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Compensation package agreed for consumers sold card security products
for customers to claim compensation if they have concerns about the way that card security products with the following product names were sold to them:. ... No FCA enforcement action has been taken against Affinion or any of the banks or credit card -
The retrospective application of rules: feedback on the call for examples
We asked firms to provide examples of the retrospective application of regulatory rules -
Tribunal upholds the Financial Conduct Authority’s decision to censure Arch Financial Products and to fine and ban two of its partners
The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to issue a public censure against Arch Financial Products LLP (Arch), and to prohibit Robin Farrell, its chief executive, and Robert Addison, a senior -
Unauthorised Forex Investment Fraudster Convicted
Georgina Philippou, Acting Director of Enforcement and Market Oversight at the FCA, said of the conviction:. ... The FCA will issue a further a press release following sentence. -
FCA fines Execution Noble & Company Limited £231,000 for failings as a sponsor
Georgina Philippou, acting FCA director of Enforcement & Market Oversight said:. -
FCA to regulate seven additional financial benchmarks
The Financial Conduct Authority (FCA) will regulate seven additional major UK-based financial benchmarks in the fixed income, commodity and currency markets from 1 April 2015. This extends the FCA’s initial regulation of LIBOR (the London -
Early indications that reforms of financial advice are working
Financial advisers are offering investors an increasingly professional service tailored to their individual needs, an FCA review has found. -
CASS compliance – the bigger picture
Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version. -
Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation
On the UK’s cash savings market, the second competition area I wanted to mention, a similarly sophisticated level of work is now underway following the launch of a market study ... Now this may not sound too exciting to some, it certainly lacks the -
Regulating in a recovery
Speech by John-Griffith Jones, FCA Chairman, at the CASS Business School, London. This is the text of the speech as drafted, which may differ from the delivered version.