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Showing 71 to 80 of 300 search results for Following enforcement.

  1. Highlights of the FCA’s new approach in 2021

    Press Releases Published: 31/12/2021 Last modified: 12/01/2022
    Our mission is to protect consumers from harm, enhance the integrity of the UK’s financial system and promote competition. We are continuing to pursue these objectives while also working to become a more innovative, adaptive and assertive regulator

  2. Update for firms on PRIIPs RTS Article 18 and related rules

    Statements Published: 29/12/2021 Last modified: 21/01/2022
    The extension which starts from 31 December 2021 to 31 December 2026 means that UCITS funds offered to UK retail investors can continue to supply either a PRIIPs key information document or a UCITS key investor information document.

  3. FCA statement on British Steel Pension Scheme Redress

    Statements Published: 22/12/2021 Last modified: 22/12/2021
    FCA Board asks for consultation to be prepared on a redress scheme for former members of the BSPS who transferred their pension.

  4. NatWest fined £264.8 million for anti-money laundering failures

    Press Releases Published: 13/12/2021 Last modified: 13/12/2021
    National Westminster Bank Plc fined £264,772,619.95 following convictions for three offences of failing to comply with money laundering regulations.

  5. Investment Firms Prudential Regime final rules published

    News stories Published: 22/10/2021 Last modified: 22/10/2021
    We have made final rules to streamline and simplify prudential requirements for solo-regulated UK firms authorised under MiFID.

  6. Regulating for better outcomes - next steps in consumer credit

    Speeches Published: 08/10/2021 Last modified: 08/10/2021
    Speech by Nisha Arora, Director of Consumer and Retail Policy, given at Westminster Business Forum

  7. Richard Faithfull sentenced to over 5 years imprisonment for money laundering

    Press Releases Published: 09/09/2021 Last modified: 09/09/2021
    On Thursday 9 September 2021 Richard Faithfull was sentenced to 5 years and 10 months imprisonment for laundering money, contrary to s.327 Proceeds of Crime Act 2002

  8. FCA wins case against Avacade in the Court of Appeal

    Press Releases Published: 04/08/2021 Last modified: 21/10/2021
    The Court of Appeal has upheld findings of breaches against Alexandra Associates (UK) Limited trading as Avacade Future Solutions (AA), and Craig and Lee Lummis in a case brought by the Financial Conduct Authority (FCA).

  9. FCA proposing changes to streamline decision-making

    Press Releases Published: 29/07/2021 Last modified: 29/07/2021
    The FCA is proposing changes to its decision-making process which will enable it to make faster and more effective decisions.

  10. FCA obtains High Court Order to remove hundreds of HM Land Registry charges, notices and restrictions registered against consumers’ properties by illegal money lender

    Press Releases Published: 29/07/2021 Last modified: 29/07/2021
    This application is the latest in several legal proceedings commenced by the FCA against Dharam Prakash Gopee arising out of his illegal money lending activities