Showing 151 to 160 of 214 search results for Market Abuse and Market.

151. FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions

     Press Releases Published: 24/03/2015 Last modified: 14/09/2015
     to contribute to international benchmark reform. to work with firms preparing for the implementation of MiFID II and the Market Abuse Regulation updates. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

152. Former senior trader sentenced for insider dealing

     Press Releases Published: 19/03/2015 Last modified: 05/04/2023
     In a case brought by the Financial Conduct Authority (FCA), Julian Rifat – a former senior execution trader and portfolio strategist at Moore Europe Capital Management LLC – has today been sentenced at Southwark Crown Court to 19 months

153. Consumer Credit and the FCA: one year on

     Speeches Published: 11/03/2015 Last modified: 11/03/2015
     Second, understanding how real people interact with markets, so particularly using areas like behavioural economics to improve outcomes. ... viability of the market under different scenarios; and the potential risk of vulnerable people turning to

154. Tribunal partly upholds the Financial Conduct Authority’s decision to fine Tariq Carrimjee for assisting a client to commit market abuse

     Press Releases Published: 06/03/2015 Last modified: 06/03/2015
     Tribunal partly upholds the Financial Conduct Authority’s decision to fine Tariq Carrimjee for assisting a client to commit market abuse. ... In November 2011 Goenka was fined $9,621,240 (approximately £6 million) for market abuse.

155. Former Group Treasurer and Head of Tax at Morrisons plc sentenced to 12 months imprisonment for insider dealing

     Press Releases Published: 03/03/2015 Last modified: 05/04/2023
     Paul Coyle, the former Group Treasurer and Head of Tax at Wm Morrison Supermarkets plc, pleaded guilty to two counts of insider dealing and has been sentenced to 12 months imprisonment. He was also ordered to pay £15,000 towards prosecution costs

156. Former Logica PLC Manager pleads guilty to insider dealing

     Press Releases Published: 26/02/2015 Last modified: 05/04/2023
     In a case brought by the Financial Conduct Authority (FCA) Ryan Willmott, formerly Group Reporting and Financial Planning Manager for Logica PLC, has today pleaded guilty to three instances of insider dealing.

157. From intellectual certainty to debate

     Speeches Published: 25/02/2015 Last modified: 26/02/2015
     Equally, how do you set about a national review on what are, effectively, global markets? ... guidelines. Alongside this, we have market structural changes that should also make markets safer and fairer, such as requirements for circuit breakers,

158. Former Group Reporting and Financial Planning Manager for Logica PLC appears in court in respect of insider dealing

     Press Releases Published: 11/02/2015 Last modified: 05/04/2023
     As part of an investigation by the Financial Conduct Authority (FCA) Ryan Tony Willmott (DOB: 17/01/1982), aged 33 from Reading, formerly Group Reporting and Financial Planning Manager for Logica PLC, appeared today (11 February 2015) before

159. The retrospective application of rules: feedback on the call for examples

     News stories Published: 22/01/2015 Last modified: 19/11/2021
     We asked firms to provide examples of the retrospective application of regulatory rules

160. FCA fines Reckitt Benckiser £539,800 for listing rule failures

     Press Releases Published: 20/01/2015 Last modified: 30/08/2015
     Georgina Philippou, the FCA's acting director of enforcement and market oversight, said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.