Showing 211 to 214 of 214 search results for Market Abuse and Market.

211. FSA fines spread bet broker £490,000 for transaction reporting failures

     Press Releases Published: 20/01/2011 Last modified: 22/07/2013
     The Financial Services Authority (FSA) has fined City Index Limited (City Index) £490,000 for failing to provide accurate transaction reports to the FSA.

212. FSA fines Société Générale £1.575 million for failures in transaction reporting

     Press Releases Published: 25/08/2010 Last modified: 22/07/2013
     The Financial Services Authority (FSA) has fined the London branch of Société Générale (SocGen) £1,575,000 for failing to provide accurate transaction reports to the FSA. The fine reflects the seriousness of SocGen’s failure to submit

213. FSA fines Commerzbank for failures in transaction reporting

     Press Releases Published: 27/04/2010 Last modified: 22/07/2013
     The Financial Services Authority (FSA) has fined the London branch of Commerzbank AG (Commerzbank) £595,000 for failing to provide accurate transaction reports to the FSA.

214. FSA issues fines totalling £4.2m for transaction reporting failures

     Press Releases Published: 08/04/2010 Last modified: 22/07/2013
     The Financial Services Authority (FSA) has fined three firms a total of £4.2m for failing to provide accurate and timely transaction reports to the FSA.