Showing 121 to 130 of 266 search results for approach to enforcement.

121. Brexit and beyond

     Speeches Published: 21/03/2019 Last modified: 21/03/2019
     Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit.

122. What can the consumer credit sector expect from the FCA?

     Speeches Published: 21/03/2019 Last modified: 21/03/2019
     Speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, at the Credit Summit, London.

123. FCA puts the spotlight on debt management firms

     Press Releases Published: 15/03/2019 Last modified: 15/03/2019
     The Financial Conduct Authority (FCA) has today published its second thematic review of the debt management sector, looking at commercial and not-for-profit firms that provide debt advice and administer debt management plans to help customers deal

124. Money laundering and supervising trusted professionals

     Speeches Published: 12/03/2019 Last modified: 30/08/2019
     OPBAS one year on report, highlights supervision and money laundering awareness failings and sets out ways to improve standards.

125. Market abuse requires a dynamic response to a changing risk profile

     Speeches Published: 13/02/2019 Last modified: 17/05/2019
     Watch. To help frame today’s conversation - let me briefly touch on the FCA’s 5 Conduct Questions approach. ... We begin the 5 Conduct Questions approach with the question: how do firms identify the conduct risk inherent within their business?

126. Brexit – what we expect firms and other regulated persons to do now

     Statements Published: 01/02/2019 Last modified: 31/01/2020
     The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use

127. The role of regulation in encouraging good culture

     Speeches Published: 06/11/2018 Last modified: 06/11/2018
     Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London.

128. Maintaining market confidence: an update on Brexit

     Speeches Published: 05/11/2018 Last modified: 05/11/2018
     Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit

129. FCA and TPR publish joint pensions strategy

     Press Releases Published: 18/10/2018 Last modified: 18/10/2018
     The Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) have today launched a joint regulatory strategy aimed at strengthening their relationship, and taking joint action to deliver better outcomes for pension savers and those

130. Rolling the rock: The cycle of deregulation, crisis and regulation

     Speeches Published: 02/10/2018 Last modified: 03/10/2018
     Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Association for Financial Markets in Europe (AFME) Annual Conference on 2 October 2018.