Showing 31 to 40 of 266 search results for approach to enforcement.

31. Countdown to the Consumer Duty

    Speeches Published: 10/05/2023 Last modified: 10/05/2023
    Speech by Sheldon Mills, Executive Director, Consumers and Competition at EY: Less than three months to go until the Consumer Duty Implementation webinar

32. FCA warns of impending Consumer Duty deadline

    Press Releases Published: 10/05/2023 Last modified: 10/05/2023
    With fewer than 90 days to go until the start of the Consumer Duty the Financial Conduct Authority (FCA) has urged firms to ensure they are ready for the 31 July deadline.

33. FCA sets out steps to improve whistleblower confidence

    Press Releases Published: 04/05/2023 Last modified: 04/05/2023
    The FCA sets out actions to improve the confidence of whistleblowers – including sharing further information with whistleblowers on how it’s acted on their information; improving the use of information provided by whistleblowers; and improving

34. Regulation of Digital Assets in the UK

    Speeches Published: 25/04/2023 Last modified: 25/04/2023
    Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at City Week 2023.

35. Financial watchdog puts banks on alert in fight against money laundering via the Post Office

    Press Releases Published: 24/04/2023 Last modified: 24/04/2023
    A series of measures designed to reduce the risk of money laundering via the Post Office have today been set out by the FCA. 

36. Innovation, AI & the future of financial regulation

    Speeches Published: 17/04/2023 Last modified: 27/04/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the Innovate Finance Global Summit.

37. FCA appoints executive directors to co-lead Enforcement and Market Oversight

    Press Releases Published: 23/03/2023 Last modified: 23/03/2023
    The Financial Conduct Authority (FCA) has appointed Therese Chambers and Steve Smart as joint Executive Directors of Enforcement and Market Oversight.

38. Update on our public statement on the London Metal Exchange

    Statements Published: 03/03/2023 Last modified: 06/03/2023
    The Financial Conduct Authority's update to its April 2022 statement on the London Metal Exchange

39. FCA censures Amigo for failing to conduct adequate affordability checks

    Press Releases Published: 14/02/2023 Last modified: 14/02/2023
    The FCA has publicly censured Amigo Loans Ltd for failing to conduct adequate affordability checks on borrowers and guarantors.

40. Cryptoasset firms marketing to UK consumers must get ready for financial promotions regime

    Statements Published: 06/02/2023 Last modified: 06/02/2023
    All cryptoasset firms marketing to UK consumers, including firms based overseas, will soon need to comply with the new UK financial promotions regime.