Showing 281 to 290 of 586 search results for director of enforcement.

281. Five sentenced in FCA prosecution of £2.8m investment fraud

     Press Releases Published: 04/09/2018 Last modified: 04/09/2018
     Operation Tidworth was the FCA’s second largest ever criminal prosecution. The instigator and main beneficiary of the fraud, Michael Nascimento, will be sentenced separately on 14 September 2018.

282. Regulators warn public of pension scammer tactics as victims report losing an average of £91,000 in 2017

     Press Releases Published: 14/08/2018 Last modified: 14/08/2018
     A new campaign to tackle pension scams launches today as the latest figures reveal that victims of pension scammers lost an average of £91,000 each in 2017. 

283. Upper Tribunal upholds FCA decision to fine and ban Chief Executive of TailorMade Independent Limited, Alistair Burns

     Press Releases Published: 01/08/2018 Last modified: 01/08/2018
     On 31 July 2018, the Upper Tribunal upheld the Financial Conduct Authority’s (FCA) decision to prohibit Alistair Burns, Director and CF1 of TailorMade Independent Limited (TMI) from performing any FCA significant influence or senior management

284. FCA consults on rules and guidance to improve conduct and communications in payment services and e-money firms

     Press Releases Published: 01/08/2018 Last modified: 01/08/2018
     The Financial Conduct Authority (FCA) is consulting on rules and guidance to improve conduct standards and communications in the payment services and e-money sectors.

285. Four former directors of online consumer credit broker banned for misleading customers

     Press Releases Published: 25/07/2018 Last modified: 25/07/2018
     The Financial Conduct Authority (FCA) has banned David James Carter Mullins, Edward John Booth, Christopher Paul Brotherton and Mark Robert Kennedy, the former directors and shareholders of Secure My Money Limited (now dissolved).

286. MiFID II and the fight against financial crime

     Speeches Published: 11/07/2018 Last modified: 20/07/2018
     FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

287. Has the industry improved ten years on?

     Speeches Published: 14/06/2018 Last modified: 15/06/2018
     Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Banking Litigation & Regulation Forum 2018.

288. FCA secures increased confiscation order against Benjamin Wilson

     Press Releases Published: 11/06/2018 Last modified: 11/06/2018
     Today, His Honour Judge Grieve QC sitting at the Central Criminal Court increased the value of a confiscation order made against Benjamin Wilson, a convicted fraudster, from £1 to £31,905.33. The increased order must be paid within 28 days or Mr

289. A helping hand for the invisible hand: the FCA’s approach to competition and innovation

     Speeches Published: 11/06/2018 Last modified: 11/06/2018
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Competition Policy 2018: The relationship between antitrust, innovation and investment, Chatham House, London.

290. FCA fines and imposes a restriction on Canara Bank for anti-money laundering systems failings

     Press Releases Published: 06/06/2018 Last modified: 06/06/2018
     The Financial Conduct Authority (FCA) has fined Canara Bank £896,100 and has imposed a restriction, preventing it from accepting deposits from new customers for 147 days.