Showing 361 to 370 of 586 search results for director of enforcement.

361. FCA bans two individuals for lack of integrity

     Press Releases Published: 09/06/2016 Last modified: 09/06/2016
     Mark Steward, director of enforcement and market oversight at the FCA said:.

362. FCA fines CT Capital Ltd for failures related to PPI complaint handling

     Press Releases Published: 01/06/2016 Last modified: 01/06/2016
     Mark Steward, director of enforcement and market oversight at the FCA said:.

363. Megan Butler appointed permanent Director of Supervision – Investment, Wholesale and Specialists

     Press Releases Published: 27/05/2016 Last modified: 27/05/2016
     months”. Megan Butler commented:. “I am very pleased to take on my role as director of SIWS in a permanent capacity. ... Megan was previously the Executive Director of International Banks Directorate at the PRA.

364. Over 55s at heightened risk of fraud, says FCA

     Press Releases Published: 25/05/2016 Last modified: 25/05/2016
     Mark Steward, Director of Enforcement at the FCA commented: 'You don’t need to be gullible to lose money to a scam or fraud.

365. FCA fines and bans financial adviser for insider dealing

     Press Releases Published: 13/05/2016 Last modified: 13/05/2016
     Mark Steward, Director of Enforcement and Market Oversight at the FCA said:.

366. Insider dealers sentenced in Operation Tabernula trial

     Press Releases Published: 11/05/2016 Last modified: 05/04/2023
     In a case brought by the Financial Conduct Authority (FCA), Martyn Dodgson, a senior investment banker, and Andrew Hind, a Chartered Accountant, have today been sentenced at Southwark Crown Court to 4.5 years and 3.5 years imprisonment.

367. Two convicted of insider dealing in Operation Tabernula trial

     Press Releases Published: 08/05/2016 Last modified: 05/04/2023
     In a case brought by the FCA and following a three-month trial at Southwark Crown Court, two defendants – a senior investment banker and a Chartered Accountant – have been convicted of conspiring to insider deal.

368. Tackling the hard questions

     Speeches Published: 28/04/2016 Last modified: 02/07/2024
     Speech by Mark Steward, director of enforcement and market oversight, at the Thomson Reuters Annual Compliance and Risk Summit 2016.

369. 15 month suspended sentence for director of debt management firm

     News stories Published: 28/04/2016 Last modified: 28/04/2016
     15 month suspended sentence for director of debt management firm. News stories First published:. ... A director of three debt management firms has been sentenced to 15 months in prison, suspended for two years, and 200 hours of community service for

370. FCA wins case in the Supreme Court

     Press Releases Published: 20/04/2016 Last modified: 23/11/2021
     In a judgment issued today, the Supreme Court confirmed that Asset Land had been operating an unauthorised collective investment scheme (CIS) in the course of operating a land bank which involved the selling of small plots of land to investors at