Showing 441 to 450 of 586 search results for director of enforcement.

441. Compensation package agreed for consumers sold card security products

     Press Releases Published: 27/01/2015 Last modified: 28/01/2015
     Tracey McDermott, director of supervision and authorisations at the FCA, commented:. ... No FCA enforcement action has been taken against Affinion or any of the banks or credit card issuers.

442. Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR

     Press Releases Published: 22/01/2015 Last modified: 22/01/2015
     The two directors failed to recognise the risk of this culture developing and failed to take reasonable steps to prevent it. ... Georgina Philippou, acting director of enforcement and market oversight at the FCA, said:.

443. FCA fines Reckitt Benckiser £539,800 for listing rule failures

     Press Releases Published: 20/01/2015 Last modified: 30/08/2015
     Georgina Philippou, the FCA's acting director of enforcement and market oversight, said:.

444. Tribunal upholds the Financial Conduct Authority’s decision to censure Arch Financial Products and to fine and ban two of its partners

     Press Releases Published: 20/01/2015 Last modified: 24/11/2021
     The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to issue a public censure against Arch Financial Products LLP (Arch), and to prohibit Robin Farrell, its chief executive, and Robert Addison, a senior

445. Unauthorised Forex Investment Fraudster Convicted

     Press Releases Published: 09/01/2015 Last modified: 09/01/2015
     Georgina Philippou, Acting Director of Enforcement and Market Oversight at the FCA, said of the conviction:.

446. FCA fines Execution Noble & Company Limited £231,000 for failings as a sponsor

     Press Releases Published: 06/01/2015 Last modified: 08/11/2016
     Georgina Philippou, acting FCA director of Enforcement & Market Oversight said:.

447. Former Blackrock Asset Management Managing Director Banned

     Press Releases Published: 15/12/2014 Last modified: 15/12/2014
     Tracey McDermott the FCA's director of enforcement and financial crime, said:. ... Burrows was a Managing Director at Blackrock Asset Management Investor Services Limited.

448. FCA Enforcement Conference: Our part in changing culture

     News stories Published: 05/12/2014 Last modified: 05/12/2014
     The Enforcement conference on 2 December 2014 focused on our new approach to regulation. ... The day opened with an address from Martin Wheatley, Chief Executive and a keynote speech from Tracey McDermott, Director of Enforcement and Financial Crime,

449. Learning the lessons of the past as an industry

     Speeches Published: 02/12/2014 Last modified: 04/02/2015
     Speech by Tracey McDermott, director of enforcement and financial crime at the Financial Conduct Authority (FCA), delivered at the FCA’s Enforcement Conference, London. ... Clearly the publicity that enforcement action brings helps to focus minds,

450. The commercial importance of culture to industry

     Speeches Published: 02/12/2014 Last modified: 02/12/2014
     It will always be the case that enforcement is a key FCA tool. ... But of course, enforcement requires the prospect of rehabilitation in order to move things forward.