Showing 491 to 500 of 586 search results for director of enforcement.

491. FCA winds up a boiler room

     Press Releases Published: 20/03/2014 Last modified: 01/04/2014
     Tracey McDermott, director of enforcement and financial crime at the FCA, said:.

492. A sustainable conduct environment

     Speeches Published: 20/03/2014 Last modified: 27/03/2014
     Speech by Clive Adamson, Director of Supervision, the FCA, at the Association of Professional Compliance Consultants’ annual conference. This is the text of the speech as drafted, which may differ from the delivered version.

493. FCA bans and fines trader £662,700 for manipulating gilt price during QE

     Press Releases Published: 20/03/2014 Last modified: 01/04/2014
     Tracey McDermott, the Financial Conduct Authority's (FCA) director of enforcement said:. ... This is the first enforcement action for attempted or actual manipulation of the gilt market.

494. Besso Limited fined for anti-bribery and corruption systems failings

     Press Releases Published: 19/03/2014 Last modified: 19/03/2014
     Tracey McDermott, the FCA’s director of enforcement and financial crime, said:.

495. Promoting competition in the financial services sector

     Speeches Published: 11/03/2014 Last modified: 18/03/2014
     Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Future of Financial Services summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

496. FCA bans former CIB Partners Limited CEO Arnold Eber

     Press Releases Published: 27/02/2014 Last modified: 27/02/2014
     He also failed to inform the FCA of these concerns. Mr Eber was the CEO and director of CIB from 5 September 2007 until 15 September 2010.

497. The Financial Conduct Authority fines FXCM UK £4 million for making ‘unfair profits’ and not being open with the FCA

     Press Releases Published: 26/02/2014 Last modified: 26/02/2014
     Tracey McDermott, the FCA’s director of enforcement and financial crime, said:. ... Once the FCA has recovered the costs related to enforcement cases, the balance is passed to HM Treasury.

498. FCA wins case against Capital Alternatives

     Press Releases Published: 17/02/2014 Last modified: 28/01/2015
     Tracey McDermott, the FCA's director of enforcement and financial crime said:.

499. Fraudster Benjamin Wilson sentenced to seven years imprisonment following successful FCA prosecution

     Press Releases Published: 14/02/2014 Last modified: 22/11/2021
     Benjamin Wilson of Bournemouth, Dorset sentenced to seven years at Southwark Crown Court for defrauding investors of over £21m, following previous guilty pleas for fraud, forgery and operating a collective investment scheme without authorisation

500. HomeServe fined £30 million for widespread failings

     Press Releases Published: 13/02/2014 Last modified: 13/02/2014
     Tracey McDermott, the FCA’s director of enforcement and financial crime, said.