Showing 121 to 130 of 512 search results for enforcement action.

121. Statement on supervision of commodity position limits

     Statements Published: 09/07/2021 Last modified: 09/07/2021
     In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period. 

122. Scammers target over £2 million in pension pots in the last five months

     ScamSmart Press Releases Published: 07/07/2021 Last modified: 07/07/2021
     The FCA are urging anyone saving for their retirement to protect their savings.

123. FCA fines Crosfill & Archer Claims Limited £110,000

     Press Releases Published: 28/06/2021 Last modified: 28/06/2021
     The FCA has fined claims management company, Crosfill & Archer Claims Limited, £110,000.

124. The rise in scams and the threat to a legitimate financial services industry

     Speeches Published: 18/05/2021 Last modified: 18/05/2021
     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, at the City & Financial Global - FCA Investigations & Enforcement Summit.

125. FCA proposes stronger protection for consumers in financial markets

     Press Releases Published: 14/05/2021 Last modified: 14/05/2021
     Plans for a new Consumer Duty which will set a higher level of consumer protection in retail financial markets

126. Outcomes-focussed regulation: a measure of success?

     Speeches Published: 06/05/2021 Last modified: 11/06/2024
     Speech by Charles Randell, Chair of the FCA and PSR, to the Building Societies Association

127. FCA sets out proposals to strengthen its financial promotion rules for high-risk investments

     Press Releases Published: 29/04/2021 Last modified: 29/04/2021
     Read our proposals to help retail investors make more effective decisions on high-risk investments

128. Compliance, Culture and Evolving Regulatory Expectations

     Speeches Published: 26/04/2021 Last modified: 26/04/2021
     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight.

129. Cautious optimism for the post-pandemic world

     Speeches Published: 23/04/2021 Last modified: 23/04/2021
     Speech by Charles Randell, Chair of the FCA and PSR, to the Finance & Leasing Association.

130. Levelling the playing field – innovation in the service of consumers and the market

     Speeches Published: 20/04/2021 Last modified: 20/04/2021
     Speech by our CEO, Nikhil Rathi, to FinTech Week.