Showing 171 to 180 of 512 search results for enforcement action.

171. Strong customer authentication and coronavirus

     Statements Published: 30/04/2020 Last modified: 01/05/2020
     In the exceptional circumstances of the Covid crisis, we are giving the industry an additional 6 months to implement strong customer authentication (SCA) for e-commerce.

172. Covid-19: savers stay calm and don't rush financial decisions

     Press Releases Published: 01/04/2020 Last modified: 03/04/2020
     The Pensions Regulator (TPR), the FCA and The Money and Pensions Service (MaPS) urge savers to keep calm and not rush to make any decisions about their pension in response to the coronavirus (Covid-19) pandemic.

173. Statement of Policy: Delaying annual company accounts during the coronavirus crisis

     Statements Published: 26/03/2020 Last modified: 11/08/2023
     Companies and their auditors currently face unprecedented challenges in preparing audited financial information as a result of the coronavirus pandemic. In response to the current situation, the FCA, FRC and PRA are today announcing a series of

174. Connaught Fund Independent Reviewer announces update on delivery of his report

     News stories Published: 20/03/2020 Last modified: 18/09/2020
     Raj Parker, the Independent Reviewer into the FSA/FCA approach to the Connaught Income Fund Series 1 (the Fund), has announced that he expects that his draft report will be delivered in early May 2020.

175. OPBAS publishes report on progress and themes from 2019

     Press Releases Published: 19/03/2020 Last modified: 19/03/2020
     The FCA’s Office for Professional Body Anti-Money Laundering Supervision (OPBAS) has today released its latest report on progress made in tackling money laundering over the past year.

176. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

     Speeches Published: 06/03/2020 Last modified: 06/03/2020
     Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.

177. Our approach to ensuring firms treat vulnerable customers fairly

     Speeches Published: 05/03/2020 Last modified: 06/03/2020
     Speech given by Nisha Arora, Director, Consumer and Retail Policy at the TISA Vulnerability Conference.

178. Penalties, remediation, and our General Principles

     Speeches Published: 13/02/2020 Last modified: 13/02/2020
     FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London.

179. Market integrity and strategic approach

     Speeches Published: 07/02/2020 Last modified: 20/03/2024
     FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets.

180. FCA succeeds in application to Upper Tribunal to strike out P.F. International’s challenge to regulatory decision

     Press Releases Published: 28/01/2020 Last modified: 28/01/2020
     The Financial Conduct Authority (‘FCA’) has successfully applied to the Upper Tribunal to strike out an appeal made by P.F International Limited, a franchise of the Kirby Vacuum Company. P.F. International has now exhausted its avenues of appeal.