Showing 181 to 190 of 512 search results for enforcement action.

181. Is this the decade of the credit union?

     Speeches Published: 17/01/2020 Last modified: 17/01/2020
     Speech by Charles Randell, Chair of the FCA, delivered at the National Credit Union Forum, Penrith.

182. FCA fines former managing director £45,000 for failure to notify personal trades

     Press Releases Published: 20/12/2019 Last modified: 20/12/2019
     The FCA has fined Kevin Gorman, a former Managing Director at Braemar Shipping Services plc (Braemar), £45,000 for failure to notify personal trades.

183. FCA secures confiscation order totalling over £170,000 against convicted fraudster

     Press Releases Published: 20/12/2019 Last modified: 20/12/2019
     A confiscation order of £171,913.60 was made against Manraj Singh Virdee in Southwark Crown Court.

184. FCA secures confiscation order totalling £5 million against illegal money lender

     Press Releases Published: 17/12/2019 Last modified: 17/12/2019
     On 11 December 2019, Southwark Crown Court made a confiscation order against Dharam Prakash Gopee in the sum of £5,118,018.72. The effect of the order is to confiscate all his criminal proceeds as an illegal money lender. Mr Gopee was also ordered

185. FCA secures confiscation order totalling £291,070 against convicted fraudster

     Press Releases Published: 27/11/2019 Last modified: 27/11/2019
     A confiscation order of £291,070.36 was made against Mark Barry Starling in Southwark Crown Court.

186. Connaught Independent Review call for information closes but investigation remains open to affected individuals

     Press Releases Published: 20/11/2019 Last modified: 20/11/2019
     Raj Parker, the Independent Reviewer into the FSA/FCA’s approach to the Connaught Income Fund Series 1, announces that the Review’s initial call for information has now closed.

187. FCA and PRA publish Decision Notices given to former CEO who paid excessive remuneration to his wife to reduce his tax liability

     Press Releases Published: 18/11/2019 Last modified: 06/05/2022
     The Financial Conduct Authority (‘FCA’) and the Prudential Regulation Authority (‘PRA’) have decided to ban and fine Stuart Malcolm Forsyth, the former CEO of a small mutual insurer, £78,318 and £76,180 respectively. The regulators’

188. 22 years of pension savings gone in 24 hours

     Press Releases Published: 08/11/2019 Last modified: 06/08/2020
     The FCA and The Pensions Regulator are warning the public about fraudsters targeting people’s retirement savings. This warning comes as new research suggests that 42% of pension savers, which would equate over 5 million people across the UK, could

189. Andrew Bailey speech at Lord Mayor’s City Banquet

     Speeches Published: 24/10/2019 Last modified: 24/10/2019
     Andrew Bailey speech at the Lord Mayor's City Banquet at Mansion House.

190. Turning technology against financial crime

     Speeches Published: 23/10/2019 Last modified: 23/10/2019
     Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at the Royal United Services Institute, London.