Showing 251 to 260 of 512 search results for enforcement action.

251. The FCA’s Business Plan and Priorities

     Speeches Published: 16/05/2018 Last modified: 16/05/2018
     Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester

252. FCA and PRA jointly fine Mr James Staley £642,430 and announce special requirements regarding whistleblowing systems and controls at Barclays

     Press Releases Published: 11/05/2018 Last modified: 11/05/2018
     The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have together fined Mr James Staley, Chief Executive of Barclays Group (Barclays), a total of £642,430. Mr Staley failed to act with due skill, care and diligence

253. FCA secures confiscation orders totalling £1.69 million against convicted insider dealers

     Press Releases Published: 11/05/2018 Last modified: 11/05/2018
     These confiscation orders follow an FCA prosecution in which Messrs Dodgson and Hind were convicted of conspiring to insider deal.

254. FCA warns public of increased threat of loan scams, as borrowers lose over £3.5 million a year

     Press Releases Published: 24/04/2018 Last modified: 31/05/2018
     Over £3.5 million was lost to loan fee fraud in 2017 Loan fee fraud reports to the FCA increase by 44% from 2016 to 2017 72% of the public are unaware of scams in relation to loans

255. Brexit: what does it mean for financial markets to be open?

     Speeches Published: 24/04/2018 Last modified: 24/04/2018
     Speech by Andrew Bailey, Chief Executive of the FCA, at City Week ‘The International Financial Services Forum’.

256. Cryptocurrency derivatives

     Statements Published: 06/04/2018 Last modified: 06/04/2018
     FCA statement on the requirement for firms offering cryptocurrency derivatives to be authorised.

257. FCA wins case against Capital Alternatives Limited and others

     Press Releases Published: 26/03/2018 Last modified: 24/11/2021
     The High Court found that Capital Alternatives Limited, Renwick Haddow, Marcia Hargous, Robert McKendrick and others should pay a total of £16.9m in restitution for their roles in four unauthorised collective investment schemes which were

258. Alex Hope Sentenced to 16 months’ imprisonment for Perverting the Course of Justice

     Press Releases Published: 23/03/2018 Last modified: 23/03/2018
     Today at Southwark Crown Court Alex Hope was sentenced to 16 months’ imprisonment for perverting the course of justice. The charge related to his conduct following the imposition of a restraint order in 2012 and a confiscation order in 2016

259. FCA fines and bans former Deutsche Bank trader, Guillaume Adolph

     Press Releases Published: 05/03/2018 Last modified: 05/03/2018
     The Financial Conduct Authority (FCA) has fined Guillaume Adolph £180,000 and banned him from performing any function in relation to any regulated financial activity.

260. Convicted illegal money lender sentenced to three and a half years imprisonment

     Press Releases Published: 09/02/2018 Last modified: 12/01/2023
     Dharam Prakash Gopee (64), was today sentenced to three and a half years imprisonment by a Judge in Southwark Crown Court after guilty verdicts.