Showing 131 to 140 of 401 search results for enforcement and market oversight.

131. Ian Hudson sentenced to 4 years imprisonment for fraudulent trading and carrying on regulated activities without authorisation

     Press Releases Published: 26/07/2021 Last modified: 26/07/2021
     Ian James Hudson sentenced to 4 years mprisonment following charges laid by the FCA.

132. FCA secures conditional resolution of proceedings against Park First and its senior management

     Press Releases Published: 20/07/2021 Last modified: 01/08/2023
     The conditional agreement should see a further £25 million made available for compensation to investors

133. Transforming to a forward-looking, proactive regulator

     Speeches Published: 15/07/2021 Last modified: 15/07/2021
     Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

134. FCA fines LBGI £90 million for failures in communications for home insurance renewals between 2009 and 2017

     Press Releases Published: 08/07/2021 Last modified: 08/07/2021
     The FCA has fined LBGI (Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited) £90,688,400 for failing to ensure that language contained within

135. Scammers target over £2 million in pension pots in the last five months

     ScamSmart Press Releases Published: 07/07/2021 Last modified: 07/07/2021
     The FCA are urging anyone saving for their retirement to protect their savings.

136. FCA fines Crosfill & Archer Claims Limited £110,000

     Press Releases Published: 28/06/2021 Last modified: 28/06/2021
     The FCA has fined claims management company, Crosfill & Archer Claims Limited, £110,000.

137. LF Woodford Equity Income Fund investigation

     News stories Published: 28/05/2021 Last modified: 14/10/2022
     We set out our public statements on the investigation into the circumstances relating to the suspension of the LF Woodford Equity Income fund

138. The rise in scams and the threat to a legitimate financial services industry

     Speeches Published: 18/05/2021 Last modified: 18/05/2021
     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, at the City & Financial Global - FCA Investigations & Enforcement Summit.

139. Outcomes-focussed regulation: a measure of success?

     Speeches Published: 06/05/2021 Last modified: 11/06/2024
     Speech by Charles Randell, Chair of the FCA and PSR, to the Building Societies Association

140. FCA fines Sapien Capital Ltd for serious financial crime control failings in relation to cum/ex trading

     Press Releases Published: 06/05/2021 Last modified: 06/05/2021
     We have fined Sapien Capital Ltd £178,000 for failings which led to the risk of facilitating fraudulent trading and money laundering.