Showing 101 to 110 of 443 search results for enforcement case.

101. Credit Suisse fined £147,190,276 (US$200,664,504) and undertakes to the FCA to forgive US$200 million of Mozambican debt

     Press Releases Published: 19/10/2021 Last modified: 22/10/2021
     The Financial Conduct Authority has fined Credit Suisse over £147 million for serious financial crime due diligence failings related to loans worth over US$1.3 billion, which the bank arranged for the Republic of Mozambique. These loans and a bond

102. FCA prohibits and fines Omar Hussein for pension switching advice failings

     Press Releases Published: 15/10/2021 Last modified: 15/10/2021
     The FCA has fined Omar Hussein for providing reckless and unsuitable pension switching advice. Mr Hussein has been fined £116,000.

103. Partnerships, priorities and predictions for the future in the pensions market

     Speeches Published: 14/10/2021 Last modified: 25/08/2022
     Speech by Sarah Pritchard, Executive Director, Markets, to the Pensions and Lifetime Savings Association 

104. Richard Faithfull sentenced to over 5 years imprisonment for money laundering

     Press Releases Published: 09/09/2021 Last modified: 09/09/2021
     On Thursday 9 September 2021 Richard Faithfull was sentenced to 5 years and 10 months imprisonment for laundering money, contrary to s.327 Proceeds of Crime Act 2002

105. The risks of token regulation

     Speeches Published: 06/09/2021 Last modified: 06/09/2021
     Speech by Charles Randell, Chair of the FCA and PSR, to the Cambridge International Symposium on Economic Crime

106. FCA wins case against Avacade in the Court of Appeal

     Press Releases Published: 04/08/2021 Last modified: 21/10/2021
     The Court of Appeal has upheld findings of breaches against Alexandra Associates (UK) Limited trading as Avacade Future Solutions (AA), and Craig and Lee Lummis in a case brought by the Financial Conduct Authority (FCA).

107. FCA proposing changes to streamline decision-making

     Press Releases Published: 29/07/2021 Last modified: 29/07/2021
     The FCA is proposing changes to its decision-making process which will enable it to make faster and more effective decisions.

108. Ian Hudson sentenced to 4 years imprisonment for fraudulent trading and carrying on regulated activities without authorisation

     Press Releases Published: 26/07/2021 Last modified: 26/07/2021
     Ian James Hudson sentenced to 4 years mprisonment following charges laid by the FCA.

109. FCA secures conditional resolution of proceedings against Park First and its senior management

     Press Releases Published: 20/07/2021 Last modified: 01/08/2023
     The conditional agreement should see a further £25 million made available for compensation to investors

110. Transforming to a forward-looking, proactive regulator

     Speeches Published: 15/07/2021 Last modified: 15/07/2021
     Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.