Showing 111 to 120 of 443 search results for enforcement case.

111. FCA fines LBGI £90 million for failures in communications for home insurance renewals between 2009 and 2017

     Press Releases Published: 08/07/2021 Last modified: 08/07/2021
     The FCA has fined LBGI (Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited) £90,688,400 for failing to ensure that language contained within

112. FCA appoints David Anthony Scott as Interim General Counsel and Raj Parker as a senior legal adviser

     Press Releases Published: 23/06/2021 Last modified: 23/06/2021
     The FCA has appointed David Anthony Scott as its Interim General Counsel.

113. The rise in scams and the threat to a legitimate financial services industry

     Speeches Published: 18/05/2021 Last modified: 18/05/2021
     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, at the City & Financial Global - FCA Investigations & Enforcement Summit.

114. Outcomes-focussed regulation: a measure of success?

     Speeches Published: 06/05/2021 Last modified: 11/06/2024
     Speech by Charles Randell, Chair of the FCA and PSR, to the Building Societies Association

115. FCA fines Sapien Capital Ltd for serious financial crime control failings in relation to cum/ex trading

     Press Releases Published: 06/05/2021 Last modified: 06/05/2021
     We have fined Sapien Capital Ltd £178,000 for failings which led to the risk of facilitating fraudulent trading and money laundering.

116. FCA secures bankruptcy of 3 individuals involved in an unauthorised share scheme

     News stories Published: 28/04/2021 Last modified: 28/04/2021
     The High Court had previously ordered payment of nearly £3.62 million to those who bought shares that were promoted unlawfully

117. Compliance, Culture and Evolving Regulatory Expectations

     Speeches Published: 26/04/2021 Last modified: 26/04/2021
     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight.

118. Levelling the playing field – innovation in the service of consumers and the market

     Speeches Published: 20/04/2021 Last modified: 20/04/2021
     Speech by our CEO, Nikhil Rathi, to FinTech Week.

119. Alsford Page & Gems Limited censured and agrees to pay extended warranty insurance customers £399,902

     Press Releases Published: 20/04/2021 Last modified: 20/04/2021
     We have publicly censured Alsford Page & Gems Limited and they will pay compensation totalling £399,902.

120. The importance of purposeful anti-money laundering controls

     Speeches Published: 01/04/2021 Last modified: 01/04/2021
     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the AML & ABC Forum 2021.