Showing 101 to 110 of 267 search results for enforcement case against.

101. Turning technology against financial crime

     Speeches Published: 23/10/2019 Last modified: 23/10/2019
     Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at the Royal United Services Institute, London.

102. Regulation in a changing world

     Speeches Published: 21/10/2019 Last modified: 21/10/2019
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation.

103. The FCA fines Tullett Prebon £15.4 million

     Press Releases Published: 11/10/2019 Last modified: 11/10/2019
     The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) £15.4 million for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing

104. Stress testing for human beings

     Speeches Published: 27/09/2019 Last modified: 27/09/2019
     Speech by Charles Randell, Chair of the FCA, delivered at the Gleneagles Pensions & Savings Symposium.

105. The fight against skimmers and scammers

     Speeches Published: 05/09/2019 Last modified: 05/09/2019
     Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium.

106. London Capital and Finance plc

     News stories Published: 14/08/2019 Last modified: 02/02/2022
     On 30 January 2019, London Capital and Finance plc (LCF) appointed joint administrators who will contact all affected parties in due course

107. Andrew Bailey speech at the Annual Public Meeting 2019

     Speeches Published: 17/07/2019 Last modified: 17/07/2019
     Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.

108. Richard Baldwin conviction for money laundering revealed after reporting restrictions lifted

     Press Releases Published: 11/07/2019 Last modified: 02/08/2019
     On 13 July 2017, Richard Baldwin was convicted of dealing in criminal property between October 2007 and November 2008. The criminal property laundered was £1.5 million representing the proceeds of a conspiracy to insider deal by Martyn Dodgson and

109. Two found guilty of insider dealing

     Press Releases Published: 27/06/2019 Last modified: 27/06/2019
     Today Fabiana Abdel-Malek was sentenced to 3 years’ imprisonment and Walid Choucair sentenced to 3 years’ imprisonment in respect of five offences of insider dealing. Fabiana Abdel-Malek and Walid Anis Choucair were each convicted over the

110. FCA bans Terry Farr

     Press Releases Published: 29/05/2019 Last modified: 29/05/2019
     The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled