Showing 131 to 140 of 267 search results for enforcement case against.

131. Turning technology against criminals

     Speeches Published: 22/05/2018 Last modified: 24/05/2018
     Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the Anti-Money Laundering TechSprint, London

132. The FCA’s Business Plan and Priorities

     Speeches Published: 16/05/2018 Last modified: 16/05/2018
     Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester

133. FCA and PRA jointly fine Mr James Staley £642,430 and announce special requirements regarding whistleblowing systems and controls at Barclays

     Press Releases Published: 11/05/2018 Last modified: 11/05/2018
     The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have together fined Mr James Staley, Chief Executive of Barclays Group (Barclays), a total of £642,430. Mr Staley failed to act with due skill, care and diligence

134. FCA wins case against Capital Alternatives Limited and others

     Press Releases Published: 26/03/2018 Last modified: 24/11/2021
     The High Court found that Capital Alternatives Limited, Renwick Haddow, Marcia Hargous, Robert McKendrick and others should pay a total of £16.9m in restitution for their roles in four unauthorised collective investment schemes which were

135. Accomplishments of the last 5 years

     Speeches Published: 14/03/2018 Last modified: 14/03/2018
     Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

136. Dharam Prakash Gopee guilty of acting as an illegal money lender

     Press Releases Published: 08/02/2018 Last modified: 12/01/2023
     The trial of Dharam Prakash Gopee concluded today at Southwark Crown Court with the jury returning a guilty verdict to the charges brought by the FCA.

137. Samrat Bhandari sentenced in FCA prosecution of £1.4 million investment scheme

     Press Releases Published: 31/01/2018 Last modified: 31/01/2018
     Samrat Bhandari, who played a prime role in the operation of an investment scheme which led to investors losing just over £1.4 million, was today sentenced at Southwark Crown Court to a total of 3½ years’ imprisonment. He was also disqualified

138. FCA publishes update on high-cost credit work

     Press Releases Published: 31/01/2018 Last modified: 11/04/2024
     The FCA has published an update on its work in the high-cost credit sector.

139. Defendants sentenced in FCA prosecution of £1.4 million investment scheme

     Press Releases Published: 20/12/2017 Last modified: 21/12/2017
     Samrat Bhandari, Dr Muhammad Aleem Mirza, Michael Moore and Paul Moore, each of whom played a role in the operation of an investment scheme which led to investors losing just over £1.4 million, today appeared at Southwark Crown Court to be sentenced

140. Using artificial intelligence to keep criminal funds out of the financial system

     Speeches Published: 06/12/2017 Last modified: 06/12/2017
     Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, delivered to the FinTech Innovation in AML and Digital ID regional event, London.