Showing 251 to 260 of 267 search results for enforcement case against.

251. The changing face of financial crime

     Speeches Published: 30/06/2013 Last modified: 05/04/2023
     Speech by Martin Wheatley, Chief Executive, the FCA, at the FCA Financial Crime Conference, London.

252. High Court settlement paves the way for FCA to return money to investors in illegal land bank

     Press Releases Published: 21/06/2013 Last modified: 29/11/2021
     The Financial Conduct Authority (FCA) has agreed a settlement of proceedings in the High Court which will enable it to return approximately £380,000 to investors in a land bank.

253. Investor relations in an increasingly regulated and international world

     Speeches Published: 19/06/2013 Last modified: 18/07/2013
     Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.

254. Ex-Mortgage Broker pleads guilty to 12 Criminal Offences

     Press Releases Published: 14/06/2013 Last modified: 17/09/2013
     In a case brought by the Financial Conduct Authority (FCA) Michael Joseph James Lewis, in a plea and case management hearing at Maidstone Crown Court, pleaded guilty to ten counts of breaching the general prohibition under Section 19 of the

255. Conduct in a new era: leaders rejecting complacency

     Speeches Published: 13/06/2013 Last modified: 18/07/2013
     Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version.

256. FCA publishes a Decision Notice against Angela Burns deciding to ban and fine the former non-executive director £154,800 for failing to disclose her conflicts of interest

     Press Releases Published: 24/05/2013 Last modified: 27/06/2019
     FCA publishes a Decision Notice against Angela Burns deciding to ban and fine the former non-executive director £154,800 for failing to disclose her conflicts of interest.

257. FSA finalises proposals for the regulation and supervision of benchmarks

     Press Releases Published: 25/03/2013 Last modified: 29/03/2013
     The Financial Services Authority (FSA) has finalised new rules and regulations for financial benchmarks. This follows the recommendations of the Wheatley Review of the London Inter-Bank Offered Rate (LIBOR).

258. Individual sentenced to four years for insider dealing

     Press Releases Published: 11/03/2013 Last modified: 05/04/2023
     In a prosecution brought by the Financial Services Authority (FSA) and heard at Southwark Crown Court Richard Joseph, age 43, has been found guilty of 6 counts of conspiracy to deal as an insider.

259. FSA secures Supreme Court win in satellite warranty case

     Press Releases Published: 13/02/2013 Last modified: 22/11/2021
     The Supreme Court unanimously dismissed appeals by Digital Satellite Warranty Cover and Bernard Freeman and Michael Sullivan, trading as Satellite Services.

260. FSA secures High Court victory against illegal land banking firm, Asset Land

     Press Releases Published: 11/02/2013 Last modified: 29/03/2013
     The Financial Services Authority (FSA) has won a key victory in the battle against unauthorised businesses after the High Court declared that David Banner-Eve, Stuart Cohen, Asset Land Investments Plc and Asset L.I. Inc. ran an illegal land bank by