Showing 1 to 11 of 325 search results for enforcement investigations.

1. Should you invest?

   Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

2. Teamwork: A Smart way to tackle financial crime

   Speeches Published: 26/06/2024 Last modified: 26/06/2024
   Speech by Steve Smart, FCA joint executive director of enforcement and market oversight, delivered at the Financial Services Investigations and Enforcement Summit.

3. Two arrests connected to suspected illegal £1 billion cryptoasset business 

   Press Releases Published: 20/06/2024 Last modified: 20/06/2024
   The FCA, working with the Metropolitan Police Service, has conducted an operation to arrest 2 individuals, aged 38 and 44, suspected of running an illegal cryptoasset exchange.

4. FCA publishes Decision Notices against two individuals for acting without integrity in relation to pensions business

   Press Releases Published: 24/05/2024 Last modified: 24/05/2024
   The FCA has decided to ban Stephen Joseph Burdett and James Paul Goodchild from working in regulated financial services for recklessly exposing pension holders to unsuitable investments.

5. FCA fines CGML £27,766,200 for failures in its trading systems and controls

   Press Releases Published: 22/05/2024 Last modified: 22/05/2024
   The FCA has fined Citigroup Global Markets Limited (CGML) £27,766,200.

6. Aiming for calm seas in our market reforms

   Speeches Published: 20/05/2024 Last modified: 20/05/2024
   Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK's City Week 2024 conference.

7. Guy Flintham sentenced to 6 years for fraud over unauthorised investment scheme

   Press Releases Published: 17/05/2024 Last modified: 17/05/2024
   Following a hearing at Southwark Crown Court, Guy Flintham, 46, was today sentenced to 6 years for fraud.

8. Power brokers: how to transform into the lynchpins of the ecosystem

   Speeches Published: 16/05/2024 Last modified: 16/05/2024
   Speech by Emily Shepperd, FCA Chief Operating Officer at the British Insurance Brokers' Association Conference.

9. Taheer Sardar convicted for providing a forged document to FCA investigators in a £1.3m boiler room fraud investigation 

   Press Releases Published: 10/05/2024 Last modified: 10/05/2024
   Taheer Sardar has been sentenced at Southwark Crown Court for perverting the course of justice.

10. Navigating the UK's Digital Regulation Landscape: Where are we headed?

    Speeches Published: 22/04/2024 Last modified: 23/04/2024
    Speech by Nikhil Rathi, FCA Chief Executive delivered at the Digital Regulation Cooperation Forum (DRCF)

11. FCA publishes response to British Steel Pension Scheme complaints

    Pensions Complaints News stories Published: 22/04/2024 Last modified: 22/04/2024
    The FCA has been investigating a number of complaints about our actions in relation to the British Steel Pension Scheme (BSPS).