Showing 181 to 190 of 370 search results for executive director of enforcement.

181. Pension savers claim over £30 million lost to scams as regulators urge footie fans to show scammers the red card

     Press Releases Published: 25/08/2020 Last modified: 25/08/2020
     A total of £30,857,329 has been reportedly lost to pension scammers since 2017 according to complaints filed with Action Fraud, says the Financial Conduct Authority and The Pensions Regulator.

182. High Court orders illegal pension introducers Avacade, Alexandra Associates and their directors to pay £10,715,000 restitution to consumers

     Press Releases Published: 10/08/2020 Last modified: 20/08/2020
     The two companies and three individuals must pay restitution to members of the public who were induced to transfer their pensions into self-invested personal pensions (SIPPs).

183. Capital market regulation and coronavirus

     Speeches Published: 07/08/2020 Last modified: 07/08/2020
     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the ShareSoc Webinar: building market and investor confidence.

184. High Court finds against illegal pension introducers, Avacade and others

     Press Releases Published: 30/06/2020 Last modified: 30/06/2020
     Today the High Court ruled in favour of the FCA in a civil action against 2 firms and their directors who provided pension services to consumers without FCA authorisation.

185. FCA publicly censures Redcentric PLC for market abuse

     Press Releases Published: 26/06/2020 Last modified: 26/06/2020
     The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016.

186. Nikhil Rathi appointed as new Chief Executive of the FCA

     Press Releases Published: 22/06/2020 Last modified: 22/06/2020
     HM Treasury have today announced the appointment of Nikhil Rathi as the new permanent Chief Executive of the Financial Conduct Authority (FCA).

187. FCA fines Commerzbank London £37,805,400 over anti-money laundering failures

     Press Releases Published: 17/06/2020 Last modified: 03/07/2020
     The FCA has today fined Commerzbank AG (London Branch) £37,805,400 for failing to put adequate anti-money laundering (AML) systems and controls in place between October 2012 and September 2017.

188. FCA fines Lloyds Bank, Bank of Scotland and The Mortgage Business £64,046,800 for failures in mortgage arrears handling

     Press Releases Published: 11/06/2020 Last modified: 11/06/2020
     The FCA has fined Lloyds Bank, Bank of Scotland and The Mortgage Business £64,046,800 for failures in mortgage arrears handling. The banks estimate they will have paid £300 million in customer redress. The redress programme is nearly complete.

189. FCA bars Cypriot firms that used unauthorised celebrity endorsements

     Press Releases Published: 01/06/2020 Last modified: 01/06/2020
     The FCA has taken action to stop four Cypriot investment firms from continuing to offer high risk contracts for difference (CFDs) to UK investors

190. FCA secures orders for victims of unauthorised share scheme

     Press Releases Published: 06/05/2020 Last modified: 07/05/2020
     The High Court today ordered four individuals and one company to pay nearly £3.62m in restitution to members of the public who bought shares that were promoted unlawfully.