Showing 311 to 320 of 370 search results for executive director of enforcement.

311. FCA and PRA review into the failure of HBOS Group

     News stories Published: 19/11/2015 Last modified: 04/11/2019
     The FCA and the Prudential Regulation Authority (PRA) are publishing a review into the failure of HBOS Group.

312. Publication of the PRA and FCA review into the failure of HBOS

     Press Releases Published: 19/11/2015 Last modified: 27/06/2019
     The PRA and FCA are therefore also today publishing Andrew Green QC's report into the FSA’s enforcement actions following the failure of HBOS. ... The PRA and FCA will conclude a review as to whether further enforcement action should be taken as early

313. FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer

     Press Releases Published: 22/09/2015 Last modified: 22/09/2015
     The appointment now means that all executive director positions within the FCA have been filled following the review of strategy, priorities and ways of working in December 2014. ... Chief Operating Officer: Georgina Philippou. Director of Enforcement

314. FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs

     Press Releases Published: 21/09/2015 Last modified: 21/09/2015
     Service. She was a Non-Executive Director of the Serious Organised Crime Agency from 2005-2010. ... the Competition and Markets Authority (formerly the Competition Commission).He was a non-executive director of the Cambridge University Hospitals NHC

315. Updated: Upper Tribunal releases its judgment on action against Timothy Roberts and Andrew Wilkins

     Press Releases Published: 18/09/2015 Last modified: 09/12/2016
     Mr Roberts was a Director and the Chief Executive of Catalyst, the UK distributor of bonds issued by ARM Asset Backed Securities SA (“ARM”), of which Mr Roberts was also a ... Director. Mr Wilkins was a Director of Catalyst until 23 March 2010, and

316. Megan Butler appointed Director of Supervision - Investment, Wholesale and Specialist

     Press Releases Published: 30/07/2015 Last modified: 04/11/2019
     The Financial Conduct Authority (FCA) today announced that Megan Butler will be joining the FCA on secondment from the Prudential Regulation Authority (PRA) to take the role of Director of Supervision – Investment, Wholesale and Specialist.

317. Accountability, from debate to reality

     Speeches Published: 14/07/2015 Last modified: 19/04/2016
     Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the City & Financial conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

318. The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration

     Press Releases Published: 23/06/2015 Last modified: 23/06/2015
     Prohibiting variable pay for Non-Executive Directors. Making explicit that no variable pay including all discretionary payments should be paid to the management of a firm in receipt of taxpayer support. ... Final guidance on Presumption of Responsibility

319. FCA appoints new Director of Enforcement and Market Oversight and Director of Risk

     Press Releases Published: 05/06/2015 Last modified: 08/11/2016
     Mark Steward is currently a member of the Hong Kong Securities and Futures Commission (SFC) and is an Executive Director with responsibility for the Enforcement Division. ... Before joining the SFC, Mr Steward held several senior positions with the

320. Lloyds Banking Group fined £117m for failing to handle PPI complaints fairly

     Press Releases Published: 05/06/2015 Last modified: 05/06/2015
     Georgina Philippou, acting director of enforcement and market oversight at the FCA said:. ... Executive Committee and for some other senior executives as a result of the FCA’s Enforcement investigation.