Showing 1 to 10 of 21 search results for intend to take enforcement action against firms and other.

1. FCA sets out findings against Link Fund Solutions

   Press Releases Published: 11/04/2024 Last modified: 11/04/2024
   Link Fund Solutions failed to act with due skill, care and diligence in its management of the Woodford Equity Income Fund, according to findings published by the FCA.

2. Cryptoasset firms marketing to UK consumers must get ready for financial promotions regime

   Statements Published: 06/02/2023 Last modified: 06/02/2023
   All cryptoasset firms marketing to UK consumers, including firms based overseas, will soon need to comply with the new UK financial promotions regime.

3. Locking down market abuse

   Speeches Published: 08/03/2021 Last modified: 08/03/2021
   Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021.

4. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

   Speeches Published: 06/03/2020 Last modified: 06/03/2020
   Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.

5. FCA confirms extension of the Temporary Permission Regime deadline

   Press Releases Published: 24/05/2019 Last modified: 24/05/2019
   The FCA has today confirmed the deadline for notifications for the temporary permissions regime (TPR) will be extended to the end of 30 October 2019. TPR would allow EEA-based firms passporting into the UK to continue new and existing regulated

6. Partly contested cases, the pipeline and AML investigations

   Speeches Published: 04/04/2019 Last modified: 04/04/2019
   FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

7. Brexit and beyond

   Speeches Published: 21/03/2019 Last modified: 21/03/2019
   Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit.

8. Brexit – what we expect firms and other regulated persons to do now

   Statements Published: 01/02/2019 Last modified: 31/01/2020
   The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use

9. Andrew Bailey speech at the Annual Public Meeting 2018

   Speeches Published: 11/09/2018 Last modified: 11/09/2018
   Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2018 Annual Public Meeting.

10. FCA publishes update on high-cost credit work

    Press Releases Published: 31/01/2018 Last modified: 11/04/2024
    The FCA has published an update on its work in the high-cost credit sector.