Showing 1 to 8 of 8 search results for its proposed enforcement action against Link Fund Solutions.

1. FCA sets out findings against Link Fund Solutions

   Press Releases Published: 11/04/2024 Last modified: 11/04/2024
   Link Fund Solutions failed to act with due skill, care and diligence in its management of the Woodford Equity Income Fund, according to findings published by the FCA.

2. Do the right thing

   Speeches Published: 01/06/2023 Last modified: 30/10/2023
   Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit.

3. Redress for Woodford Equity Income Fund investors

   News stories Published: 19/04/2023 Last modified: 19/04/2023
   Following the announcement of redress as part of their enforcement case against Link Fund Solutions, the FCA explains what this means if you invested in the Woodford Equity Income Fund.

4. FCA announces plan to deliver significant redress to Woodford investors

   Press Releases Published: 19/04/2023 Last modified: 19/04/2023
   Following an investigation by the FCA, Link Fund Solutions has agreed to provide, with a material contribution from its ultimate parent, Link Administration Holdings (Link Group), a significant redress payment to investors in the LF Woodford Equity

5. Update on potential enforcement action against Link Fund Solutions

   Statements Published: 20/02/2023 Last modified: 20/02/2023
   The Financial Conduct Authority (FCA) is providing a short update on its proposed enforcement action against Link Fund Solutions Ltd (LFS). 

6. FCA statement regarding potential enforcement action against Link Fund Solutions Ltd

   Statements Published: 21/09/2022 Last modified: 21/09/2022
   This follows an announcement made on 21 September by Link Group to the Australian Securities Exchange.

7. Critical issues in financial regulation: The FCA's perspective

   Speeches Published: 26/04/2022 Last modified: 28/04/2022
   Speech by our CEO, Nikhil Rathi, delivered at City Week 2022.

8. Examining the future of anti-money laundering regulations

   Speeches Published: 08/12/2015 Last modified: 16/08/2021
   Speech by Rob Gruppetta at the Accuity AML Risk Reduction and Compliance Europe Conference on 8 December 2015