Showing 41 to 50 of 76 search results for joint executive director of enforcement.

41. FCA fines ED&F Man Capital Markets Ltd £17.2m for serious failings which enabled millions in illegitimate tax reclaims

    Press Releases Published: 05/06/2023 Last modified: 05/06/2023
    The FCA has fined ED&F Man Capital Markets Ltd (‘MCM’) £17,219,300 for serious failings in its oversight of cum-ex trading. These failings allowed MCM to collect fees for trading strategies designed to enable its clients to illegitimately

42. Woodford Equity Income Fund investors to have their say

    Blogs Published: 02/06/2023 Last modified: 08/06/2023
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43. Do the right thing

    Speeches Published: 01/06/2023 Last modified: 30/10/2023
    Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit.

44. FCA continues action against unregistered crypto ATMs across the UK

    Press Releases Published: 05/05/2023 Last modified: 09/05/2023
    The FCA has inspected sites in Exeter, Nottingham and Sheffield as part of a continued crackdown on this sector.

45. Regulation of Digital Assets in the UK

    Speeches Published: 25/04/2023 Last modified: 25/04/2023
    Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at City Week 2023.

46. FCA appoints executive directors to co-lead Enforcement and Market Oversight

    Press Releases Published: 23/03/2023 Last modified: 23/03/2023
    The Financial Conduct Authority (FCA) has appointed Therese Chambers and Steve Smart as joint Executive Directors of Enforcement and Market Oversight.

47. FCA takes further action against unregistered crypto ATMs in East London

    Press Releases Published: 08/03/2023 Last modified: 13/03/2023
    In a joint operation with the Metropolitan Police, we have used our powers to inspect several sites suspected of hosting illegally operating crypto ATMs

48. FCA takes action against unregistered crypto ATM operators in Leeds

    Press Releases Published: 14/02/2023 Last modified: 14/02/2023
    The Financial Conduct Authority (FCA) has used its powers to enter and inspect several sites around Leeds suspected of hosting illegally operated crypto ATMs.

49. Fighting financial crime – the force multiplier effect

    Speeches Published: 07/09/2022 Last modified: 07/09/2022
    Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD.

50. FCA calls on victims of Richard Faithfull to come forward ahead of confiscation hearing

    Press Releases Published: 19/08/2022 Last modified: 08/02/2023
    The FCA has called on victims of Richard Faithfull to come forward by 12 September 2022 in order to ensure they be part of any claim for compensation.