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Showing 71 to 76 of 76 search results for joint executive director of enforcement.

  1. A more effective approach to combatting financial crime

    Speeches Published: 21/09/2016 Last modified: 29/09/2016
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference.

  2. The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures

    Press Releases Published: 01/02/2016 Last modified: 01/02/2016
    The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings.

  3. The commercial importance of culture to industry

    Speeches Published: 02/12/2014 Last modified: 02/12/2014
    Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the FCA’s Enforcement Conference, London. ... It will always be the case that enforcement is a key FCA tool.

  4. The FCA’s new competition powers: what do they mean for the financial services industry?

    Speeches Published: 21/11/2014 Last modified: 09/11/2016
    Speech by Deb Jones, director of competition at the FCA, at a Scottish Financial Enterprise lunch, hosted by Maclay Murray & Spens LLP, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version.

  5. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings

    Press Releases Published: 28/07/2014 Last modified: 28/07/2014
    Tracey McDermott, the FCA’s director of enforcement and financial crime, said:. ... On 2 July 2012, the Chancellor of the Exchequer commissioned Martin Wheatley, chief executive of the FCA (formerly managing director of the FSA), to undertake a review

  6. The FCA holds key conference on financial crime

    Press Releases Published: 01/07/2013 Last modified: 03/07/2013
    Review announced into how UK banks control money laundering, terrorist financing and sanctions risks in trade finance.
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