Showing 182 to 191 of 219 search results for market abuse.

182. Market Abuse

     https://www.fca.org.uk/markets/market-abuse

183. Leadership and conduct

     Speeches Published: 31/03/2014 Last modified: 31/03/2014
     Speech by Martin Wheatley, Chief Executive, the FCA, at City Week 2014: International Financial Services in the Post-Reform World: Opportunities and Challenges. This is the text of the speech as drafted, which may differ from the delivered version.

184. FCA bans and fines trader £662,700 for manipulating gilt price during QE

     Press Releases Published: 20/03/2014 Last modified: 01/04/2014
     Stevenson's abuse took advantage of a policy designed to boost the economy with no regard for the potential consequences for other market participants and, ultimately, for UK tax payers. ... The FCA has a statutory objective to ensure markets work well

185. Regulatory Developments and the Changing Market Structure

     Speeches Published: 12/03/2014 Last modified: 12/03/2014
     Speech by David Lawton, Director of Markets at the FCA, at the American Bar Association Capital Markets Conference, Law Society, London, Thursday 27 February 2014. This is the text of the speech as drafted, which may differ from the delivered version

186. Fraudster Benjamin Wilson sentenced to seven years imprisonment following successful FCA prosecution

     Press Releases Published: 14/02/2014 Last modified: 22/11/2021
     Benjamin Wilson of Bournemouth, Dorset sentenced to seven years at Southwark Crown Court for defrauding investors of over £21m, following previous guilty pleas for fraud, forgery and operating a collective investment scheme without authorisation

187. Price: the cornerstone of markets

     Speeches Published: 03/02/2014 Last modified: 18/01/2017
     Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the

188. 2014 fines

     News stories Published: 02/01/2014 Last modified: 31/08/2016
     This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800.

189. Statement regarding Swift Trade Court of Appeal Judgment

     Statements Published: 19/12/2013 Last modified: 04/11/2014
     There were two grounds of appeal:. Whether Swift Trade’s trading activity was abusive within the market abuse provisions in section 118 of the Financial Services and Markets Act 2000 (FSMA) ... Trade had effected the transactions or orders to trade and

190. Tribunal bans former trader for lying to the FCA and the Tribunal

     Press Releases Published: 17/12/2013 Last modified: 19/12/2013
     The FCA appealed the Tribunal’s determination regarding Hobbs’ fitness and propriety (but not its finding on market abuse) to the Court of Appeal. ... Kerr came to a settlement with the FSA on the basis that his role in the relevant trading amounted

191. Evolving the FCA's approach to markets regulation

     Speeches Published: 19/11/2013 Last modified: 19/11/2013
     Keynote speech by David Lawton, Director of Markets, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.

192. Modelling integrity through culture

     Speeches Published: 19/11/2013 Last modified: 19/11/2013
     Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.