Showing 132 to 141 of 219 search results for market abuse.

132. Market Abuse

     https://www.fca.org.uk/markets/market-abuse

133. Former equities trader at Schroders Investment Management sentenced for insider dealing

     Press Releases Published: 12/06/2016 Last modified: 05/04/2023
     Damian Clarke, a former equities trader at Schroders Investment Management has today been sentenced to two years imprisonment having pleaded guilty to nine counts of insider dealing.

134. FCA welcomes a significant milestone in the development of standards in FX markets through the publication of the BIS Global FX Code

     Statements Published: 26/05/2016 Last modified: 26/05/2016
     It represents a key step in the development of principles governing trading practices in FX markets worldwide. ... the rules against market manipulation and abuse.

135. FCA Research into the issue of de-risking

     News stories Published: 24/05/2016 Last modified: 24/05/2016
     We note that banks, like all firms, are subject to competition law, in particular the prohibitions on anticompetitive agreements and abuse of market power contained in the UK Competition Act 1998,

136. FCA fines and bans financial adviser for insider dealing

     Press Releases Published: 13/05/2016 Last modified: 13/05/2016
     The Financial Conduct Authority (FCA) has today fined Mark Taylor, a financial adviser, £36,285 and banned him for a period of at least two years for engaging in market abuse. ... Individuals with information about market abuse can call the FCA’s

137. Insider dealers sentenced in Operation Tabernula trial

     Press Releases Published: 11/05/2016 Last modified: 05/04/2023
     In a case brought by the Financial Conduct Authority (FCA), Martyn Dodgson, a senior investment banker, and Andrew Hind, a Chartered Accountant, have today been sentenced at Southwark Crown Court to 4.5 years and 3.5 years imprisonment.

138. Two convicted of insider dealing in Operation Tabernula trial

     Press Releases Published: 08/05/2016 Last modified: 05/04/2023
     In a case brought by the FCA and following a three-month trial at Southwark Crown Court, two defendants – a senior investment banker and a Chartered Accountant – have been convicted of conspiring to insider deal.

139. How to report suspected market abuse as a firm or trading venue

     Markets Market abuse Published: 04/05/2016 Last modified: 11/09/2023
     Find out more about suspicious transaction and order reports (STORs), and how to submit a STOR or a market observation.

140. Market Abuse Regulation

     Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
     The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.

141. 15 month suspended sentence for director of debt management firm

     News stories Published: 28/04/2016 Last modified: 28/04/2016
     A director of three debt management firms has been sentenced to 15 months in prison, suspended for two years, and 200 hours of community service for fraud by abuse of position. ... Where we become aware of potential criminal activity in markets that we

142. Former equities trader pleads guilty to insider dealing

     Press Releases Published: 15/03/2016 Last modified: 05/04/2023
     Damian Clarke, a former equities trader at Schroders Investment Management Limited, pleaded guilty at Southwark Crown Court to nine counts of insider trading.