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Showing 41 to 50 of 58 search results for other law enforcement agencies.
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Four guilty in relation to £1.4 million investment scheme
In a criminal prosecution brought by the Financial Conduct Authority (FCA), Samrat Bhandari and Dr Muhammad Aleem Mirza have been found guilty for their roles in operating an investment scheme which led to more than 300 investors losing a total of -
Andrew Bailey speech on Free Trade in Financial Services matters
Speech by Andrew Bailey, Chief Executive of the FCA, at the Official Monetary and Financial Institutions Forum Lecture - Free Trade in Financial Services matters -
The expanding scope of individual accountability for corporate misconduct
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the New York University Program on Corporate Compliance and Enforcement -
Practical implications of US law on EU practice
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Practising Law Institute’s annual seminar on securities regulation in Europe. -
Effectiveness and proportionality: our financial crime priorities
Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, at our Financial Crime Conference. -
A more effective approach to combatting financial crime
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference. -
FCA Research into the issue of de-risking
However, banks should not use AML as an excuse for closing accounts when they are closing them for other reasons. ... In doing this we will continue to work with the Government, law enforcement agencies and the Joint Money Laundering Intelligence -
Two convicted of insider dealing in Operation Tabernula trial
In a case brought by the FCA and following a three-month trial at Southwark Crown Court, two defendants – a senior investment banker and a Chartered Accountant – have been convicted of conspiring to insider deal. -
Connaught Income Series 1 Fund — update to investors
As with other enforcement investigations, we will not comment on it as it progresses. ... This is consistent with the practice of other law enforcement agencies. -
Fair and effective markets review
It is difficult to overstate the importance of your role as representatives of debt management offices and other agencies across Europe to the overall functioning of the markets. ... Significant percentages of all of these markets are transacted through