Showing 1 to 10 of 452 search results for our enforcement.

1. Teamwork: A Smart way to tackle financial crime

   Speeches Published: 26/06/2024 Last modified: 26/06/2024
   Speech by Steve Smart, FCA joint executive director of enforcement and market oversight, delivered at the Financial Services Investigations and Enforcement Summit.

2. Two arrests connected to suspected illegal £1 billion cryptoasset business 

   Press Releases Published: 20/06/2024 Last modified: 20/06/2024
   The FCA, working with the Metropolitan Police Service, has conducted an operation to arrest 2 individuals, aged 38 and 44, suspected of running an illegal cryptoasset exchange.

3. FCA publishes Decision Notices against two individuals for acting without integrity in relation to pensions business

   Press Releases Published: 24/05/2024 Last modified: 24/05/2024
   The FCA has decided to ban Stephen Joseph Burdett and James Paul Goodchild from working in regulated financial services for recklessly exposing pension holders to unsuitable investments.

4. Aiming for calm seas in our market reforms

   Speeches Published: 20/05/2024 Last modified: 20/05/2024
   Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK's City Week 2024 conference.

5. Power brokers: how to transform into the lynchpins of the ecosystem

   Speeches Published: 16/05/2024 Last modified: 16/05/2024
   Speech by Emily Shepperd, FCA Chief Operating Officer at the British Insurance Brokers' Association Conference.

6. Navigating the UK's Digital Regulation Landscape: Where are we headed?

   Speeches Published: 22/04/2024 Last modified: 23/04/2024
   Speech by Nikhil Rathi, FCA Chief Executive delivered at the Digital Regulation Cooperation Forum (DRCF)

7. FCA publishes response to British Steel Pension Scheme complaints

   Pensions Complaints News stories Published: 22/04/2024 Last modified: 22/04/2024
   The FCA has been investigating a number of complaints about our actions in relation to the British Steel Pension Scheme (BSPS).

8. Stuart Bayes found guilty of insider dealing 

   Press Releases Published: 28/03/2024 Last modified: 28/03/2024
   Mr Stuart Bayes was today found guilty of 2 offences of insider dealing, following an 8-week trial at Southwark Crown Court in a prosecution brought by the Financial Conduct Authority (FCA).

9. Convicted money launderer meets confiscation order after imprisonment for failure to pay

   Statements Published: 15/03/2024 Last modified: 15/03/2024
   Money launderer and ex-solicitor, Dale Robert Walker has met his confiscation order, following 62 days' imprisonment for previously failing to pay.

10. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

    Speeches Published: 14/03/2024 Last modified: 14/03/2024
    Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.