Showing 121 to 130 of 452 search results for our enforcement.

121. The risks of token regulation

     Speeches Published: 06/09/2021 Last modified: 06/09/2021
     Speech by Charles Randell, Chair of the FCA and PSR, to the Cambridge International Symposium on Economic Crime

122. FCA proposing changes to streamline decision-making

     Press Releases Published: 29/07/2021 Last modified: 29/07/2021
     The FCA is proposing changes to its decision-making process which will enable it to make faster and more effective decisions.

123. FCA publishes Annual Report and Accounts 2020/21

     Corporate documents News stories Published: 15/07/2021 Last modified: 15/07/2021
     The FCA has published its Annual Report and Accounts, which looks back on key pieces of work throughout 2020/21.

124. Transforming to a forward-looking, proactive regulator

     Speeches Published: 15/07/2021 Last modified: 15/07/2021
     Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

125. FCA commits to being a more innovative, assertive and adaptive regulator

     Press Releases Published: 15/07/2021 Last modified: 15/07/2021
     The commitment reflects the FCA’s Business Plan for 2021/22, the first annual plan since Nikhil Rathi joined the FCA as Chief Executive in October 2020

126. Statement on supervision of commodity position limits

     Statements Published: 09/07/2021 Last modified: 09/07/2021
     In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period. 

127. Scammers target over £2 million in pension pots in the last five months

     ScamSmart Press Releases Published: 07/07/2021 Last modified: 07/07/2021
     The FCA are urging anyone saving for their retirement to protect their savings.

128. FCA appoints David Anthony Scott as Interim General Counsel and Raj Parker as a senior legal adviser

     Press Releases Published: 23/06/2021 Last modified: 23/06/2021
     The FCA has appointed David Anthony Scott as its Interim General Counsel.

129. LF Woodford Equity Income Fund investigation

     News stories Published: 28/05/2021 Last modified: 14/10/2022
     We set out our public statements on the investigation into the circumstances relating to the suspension of the LF Woodford Equity Income fund

130. The rise in scams and the threat to a legitimate financial services industry

     Speeches Published: 18/05/2021 Last modified: 18/05/2021
     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, at the City & Financial Global - FCA Investigations & Enforcement Summit.