Showing 141 to 150 of 452 search results for our enforcement.

141. From regulator to firm to consumer: a virtuous chain of events

     Speeches Published: 18/03/2021 Last modified: 18/03/2021
     Speech by Georgina Philippou, Senior Adviser to the FCA on the Public Sector Equality Duty, delivered at the Building Ethnic Diversity and Inclusion in Investment Management - Report Launch.

142. Locking down market abuse

     Speeches Published: 08/03/2021 Last modified: 08/03/2021
     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021.

143. FCA confirms the increase in thresholds for contactless payments

     Press Releases Published: 03/03/2021 Last modified: 03/03/2021
     The Financial Conduct Authority (FCA) has confirmed changes to its rules to allow for an increase in the single transaction contactless payment threshold from £45 to £100. The contactless threshold for multiple transactions will also increase from

144. FCA censures Premier FX for payment rule breaches

     Press Releases Published: 25/02/2021 Last modified: 26/02/2021
     The FCA has publicly censured Premier FX Limited for failing to safeguard its customers’ money and for misuse of its payment accounts under the Payments Services Regulations.

145. The Financial Conduct Authority (FCA) makes senior appointments to drive its transformation

     Press Releases Published: 25/02/2021 Last modified: 26/02/2021
     Nikhil Rathi, Chief Executive of the FCA since October 2020, has now made four further appointments to the FCA’s executive team.

146. Statement by Mark Steward, FCA Director of Enforcement and Market Oversight, on Woodford Investment Management Ltd and WCM Partners Ltd

     Statements Published: 16/02/2021 Last modified: 17/02/2021
     We have noted the recent comments by Neil Woodford on his future business plans. This statement sets out our position on specific points on which we have been asked for information.

147. FCA secures interim restitution order against illegal deposit takers

     Press Releases Published: 03/02/2021 Last modified: 20/05/2022
     The Financial Conduct Authority (FCA) has secured an interim restitution order of just over £676,000 against 5 of the 7 defendants accused of carrying on unauthorised deposit taking by accepting money for projects including forex-trading and

148. Why does the FCA care about diversity and inclusion?

     Speeches Published: 28/01/2021 Last modified: 28/01/2021
     Speech by Georgina Philippou, Senior Adviser to the FCA on the Public Sector Equality Duty, given at the Ethnic Diversity in the City and Corporate UK Summit.

149. FCA issues warning over ‘clone firm’ investment scams

     Press Releases Published: 27/01/2021 Last modified: 27/01/2021
     With over £78 million stolen in clone firm investment scams and the number of reports for this scam type on the rise, we warn the public

150. FCA clamps down on consumer investment harm

     Press Releases Published: 18/01/2021 Last modified: 13/06/2023
     The FCA highlights the many ways in which it works to protect consumers from investment harm by stopping and disrupting potentially harmful firms and activities.