Showing 171 to 180 of 452 search results for our enforcement.

171. Our approach to ensuring firms treat vulnerable customers fairly

     Speeches Published: 05/03/2020 Last modified: 06/03/2020
     Speech given by Nisha Arora, Director, Consumer and Retail Policy at the TISA Vulnerability Conference.

172. Penalties, remediation, and our General Principles

     Speeches Published: 13/02/2020 Last modified: 13/02/2020
     FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London.

173. Market integrity and strategic approach

     Speeches Published: 07/02/2020 Last modified: 20/03/2024
     FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets.

174. FCA succeeds in application to Upper Tribunal to strike out P.F. International’s challenge to regulatory decision

     Press Releases Published: 28/01/2020 Last modified: 28/01/2020
     The Financial Conduct Authority (‘FCA’) has successfully applied to the Upper Tribunal to strike out an appeal made by P.F International Limited, a franchise of the Kirby Vacuum Company. P.F. International has now exhausted its avenues of appeal.

175. Firms now need to update or confirm their Firm Details annually

     News stories Published: 23/01/2020 Last modified: 23/01/2020
     From 31 January 2020, firms that come under Sup 16.10 reporting requirements have to check, amend or confirm the accuracy of their Firm Details annually, using the FCA’s Connect portal.

176. Is this the decade of the credit union?

     Speeches Published: 17/01/2020 Last modified: 17/01/2020
     Speech by Charles Randell, Chair of the FCA, delivered at the National Credit Union Forum, Penrith.

177. FCA fines Henderson £1.9m for fund failings

     Press Releases Published: 20/11/2019 Last modified: 24/01/2020
     The Financial Conduct Authority (FCA) has fined Henderson Investment Funds Limited (HIFL) £1,867,900 for failing to treat fairly more than 4,500 retail investors in two of its funds, Henderson Japan Enhanced Equity Fund and the Henderson North

178. 22 years of pension savings gone in 24 hours

     Press Releases Published: 08/11/2019 Last modified: 06/08/2020
     The FCA and The Pensions Regulator are warning the public about fraudsters targeting people’s retirement savings. This warning comes as new research suggests that 42% of pension savers, which would equate over 5 million people across the UK, could

179. Andrew Bailey speech at Lord Mayor’s City Banquet

     Speeches Published: 24/10/2019 Last modified: 24/10/2019
     Andrew Bailey speech at the Lord Mayor's City Banquet at Mansion House.

180. Turning technology against financial crime

     Speeches Published: 23/10/2019 Last modified: 23/10/2019
     Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at the Royal United Services Institute, London.