Showing 201 to 210 of 452 search results for our enforcement.

201. What can the consumer credit sector expect from the FCA?

     Speeches Published: 21/03/2019 Last modified: 21/03/2019
     Speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, at the Credit Summit, London.

202. Money laundering and supervising trusted professionals

     Speeches Published: 12/03/2019 Last modified: 30/08/2019
     OPBAS one year on report, highlights supervision and money laundering awareness failings and sets out ways to improve standards.

203. Bank of England and Financial Conduct Authority agree Memoranda of Understanding (MoUs) with EIOPA and EU insurance supervisors

     Press Releases Published: 05/03/2019 Last modified: 05/03/2019
     The Prudential Regulation Authority (PRA), Financial Conduct Authority (FCA) and European Insurance and Occupational Pensions Authority (EIOPA) are announcing today that they have agreed Memoranda of Understanding (MoUs) regarding supervisory

204. Joint statement by UK and US authorities on continuity of derivatives trading and clearing post-Brexit

     Press Releases Published: 25/02/2019 Last modified: 25/02/2019
     Market participants can be assured of the continuity of derivatives trading and clearing activities between the UK and US, after the UK’s withdrawal from the EU, following this joint statement by the Bank of England including the Prudential

205. FCA issues its first decision under competition law

     Press Releases Published: 21/02/2019 Last modified: 21/02/2019
     The Financial Conduct Authority (FCA) has today issued a decision which finds that 3 asset management firms breached competition law. This is the FCA’s first formal decision under its competition enforcement powers.

206. Market abuse requires a dynamic response to a changing risk profile

     Speeches Published: 13/02/2019 Last modified: 17/05/2019
     committing a crime and ultimately, they will have contributed to damaging our markets. ... These are nuanced issues but they reflect that the cleanliness of our markets is not just founded in the avoidance of clear acts of criminal or regulatory breaches

207. FCA warns public of investment scams as over £197 million reported losses in 2018

     Press Releases Published: 06/02/2019 Last modified: 11/04/2024
     The FCA warns investors to be vigilant to the threat posed by investment scammers, as data from Action Fraud reveals over £197 million reported losses in 2018.

208. Brexit – what we expect firms and other regulated persons to do now

     Statements Published: 01/02/2019 Last modified: 31/01/2020
     The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use

209. FCA agrees MoUs with ESMA and EU regulators to allow cooperation and exchange of information

     Press Releases Published: 01/02/2019 Last modified: 06/08/2020
     The Financial Conduct Authority (FCA) has agreed Memoranda of Understanding (MoUs) with ESMA and EU regulators.

210. ScamSmart prompts tens of thousands of pension holders to seek information

     Press Releases Published: 04/12/2018 Last modified: 04/12/2018
     The number of people seeking information about pension scams has soared since the launch of the first joint campaign by the Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) this summer.