Showing 231 to 240 of 452 search results for our enforcement.

231. FCA secures confiscation orders totalling £1.69 million against convicted insider dealers

     Press Releases Published: 11/05/2018 Last modified: 11/05/2018
     These confiscation orders follow an FCA prosecution in which Messrs Dodgson and Hind were convicted of conspiring to insider deal.

232. Brexit: what does it mean for financial markets to be open?

     Speeches Published: 24/04/2018 Last modified: 24/04/2018
     Speech by Andrew Bailey, Chief Executive of the FCA, at City Week ‘The International Financial Services Forum’.

233. FCA warns public of increased threat of loan scams, as borrowers lose over £3.5 million a year

     Press Releases Published: 24/04/2018 Last modified: 31/05/2018
     Over £3.5 million was lost to loan fee fraud in 2017 Loan fee fraud reports to the FCA increase by 44% from 2016 to 2017 72% of the public are unaware of scams in relation to loans

234. Cryptocurrency derivatives

     Statements Published: 06/04/2018 Last modified: 06/04/2018
     FCA statement on the requirement for firms offering cryptocurrency derivatives to be authorised.

235. FCA wins case against Capital Alternatives Limited and others

     Press Releases Published: 26/03/2018 Last modified: 24/11/2021
     The High Court found that Capital Alternatives Limited, Renwick Haddow, Marcia Hargous, Robert McKendrick and others should pay a total of £16.9m in restitution for their roles in four unauthorised collective investment schemes which were

236. Transforming culture in financial services

     Speeches Published: 19/03/2018 Last modified: 19/03/2018
     Speech by Andrew Bailey, Chief Executive of the FCA, at the Transforming culture in financial services conference.

237. Accomplishments of the last 5 years

     Speeches Published: 14/03/2018 Last modified: 14/03/2018
     Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

238. Recent developments in financial markets

     Speeches Published: 01/03/2018 Last modified: 09/03/2018
     Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing.

239. Nausicaa Delfas appointed Executive Director of International

     Press Releases Published: 01/02/2018 Last modified: 01/02/2018
     The Financial Conduct Authority has today announced the appointment of Nausicaa Delfas as the Executive Director of International.

240. Samrat Bhandari sentenced in FCA prosecution of £1.4 million investment scheme

     Press Releases Published: 31/01/2018 Last modified: 31/01/2018
     Samrat Bhandari, who played a prime role in the operation of an investment scheme which led to investors losing just over £1.4 million, was today sentenced at Southwark Crown Court to a total of 3½ years’ imprisonment. He was also disqualified