Showing 251 to 260 of 452 search results for our enforcement.

251. A Better View

     Speeches Published: 20/09/2017 Last modified: 20/09/2017
     Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017

252. Culture and conduct - extending the accountability regime

     Speeches Published: 20/09/2017 Last modified: 20/09/2017
     Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at City and Financial Summit, London.

253. Overview of competition at the FCA

     Speeches Published: 03/08/2017 Last modified: 03/08/2017
     Speech by Mary Starks, Director of Competition and Economics at the FCA, delivered at Credit Suisse.

254. The use of the interbank rate in online currency converter tools

     Statements Published: 19/07/2017 Last modified: 19/07/2017
     The FCA has a wide range of powers with which to address breaches of our requirements, including by the imposition of financial penalties. ... We previously advised that if we considered that firms were not acting in accordance with our expectations in

255. FCA publishes annual report and accounts 2016/17

     Press Releases Published: 05/07/2017 Last modified: 11/04/2024
     The FCA has published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2016/17.

256. Our investigations – the evolving approach

     Speeches Published: 15/06/2017 Last modified: 15/06/2017
     Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.

257. FCA Board appoints new members to the Regulatory Decisions Committee

     Press Releases Published: 25/04/2017 Last modified: 25/04/2017
     The Board of the Financial Conduct Authority (FCA) has appointed an additional six members to the FCA’s Regulatory Decisions Committee (RDC).

258. The FCA publishes its Mission and Business Plan

     Press Releases Published: 18/04/2017 Last modified: 11/04/2024
     The FCA has published its Mission, which gives firms and consumers greater clarity about how the FCA prioritises its interventions in financial markets.

259. Andrew Bailey speech at press conference for the publication of FCA corporate documents

     Speeches Published: 18/04/2017 Last modified: 18/04/2017
     Speech by Andrew Bailey, Chief Executive of the FCA, at the press conference for the publication of FCA corporate documents.

260. FCA bans and fines two individuals for market abuse

     Press Releases Published: 07/04/2017 Last modified: 07/04/2017
     The Financial Conduct Authority (FCA) has banned and imposed financial penalties on two former Worldspreads Limited (WSL) employees. WSL, which operated a spread betting business, collapsed in March 2012.