Showing 281 to 290 of 452 search results for our enforcement.

281. A more effective approach to combatting financial crime

     Speeches Published: 21/09/2016 Last modified: 29/09/2016
     Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference.

282. Ageing population: update from the FCA

     News stories Published: 15/09/2016 Last modified: 06/03/2017
     We have published this statement to warn consumers against dealing with unauthorised firms.

283. London FinTech Week 2016 - innovation in RegTech

     Speeches Published: 25/07/2016 Last modified: 31/10/2016
     Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at London FinTech Week 2016.

284. Chief Executive speaks at APM about recent work and future challenges

     Speeches Published: 20/07/2016 Last modified: 20/07/2016
     Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.

285. The FCA fines, publicly censures and orders Jersey resident to pay restitution for insider dealing and improper disclosure

     Press Releases Published: 15/07/2016 Last modified: 15/07/2016
     Mark Steward, Director of Enforcement and Market Oversight at the FCA said:. ... While the amounts are small, the principle here is an important one and our message to market professionals in particular cannot be any clearer.’.

286. FCA fines Towergate and former director Timothy Philip for client and insurer money failings

     Press Releases Published: 13/07/2016 Last modified: 13/07/2016
     Mark Steward, Director of Enforcement and Market Oversight at the FCA said:. ... Senior management are ultimately responsible for ensuring that firms are following our rules and it is very clear that Mr Philip failed in that regard, falling well below

287. Global regulation in the post-crisis era

     Speeches Published: 30/06/2016 Last modified: 01/07/2016
     Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016.

288. Speech: Regulators should heed lessons from mishandling of Hillsborough process

     Insight Published: 07/06/2016 Last modified: 17/02/2017
     Speech by: Tracey McDermott, Acting Chief Executive, FCA. Location: Enforcement Conference, Wilton Park, 5 May 2016. ... So our processes need to be quicker. And collaboration and effective decision making is critical here.

289. Over 55s at heightened risk of fraud, says FCA

     Press Releases Published: 25/05/2016 Last modified: 25/05/2016
     Mark Steward, Director of Enforcement at the FCA commented: 'You don’t need to be gullible to lose money to a scam or fraud. ... If you do experience investment fraud or suspect it, report it; our research found that 60 per cent of those that have

290. FCA Research into the issue of de-risking

     News stories Published: 24/05/2016 Last modified: 24/05/2016
     Since the global financial crisis, banks have been faced with higher capital requirements and higher liquidity thresholds as well as greater enforcement by regulators and prosecutors. ... In our Business Plan that we published on 5 April 2016 we