Showing 431 to 440 of 452 search results for our enforcement.

431. FCA bans and censures managing director of SIPP operator Montpelier Pension Administration Services Limited

     Press Releases Published: 18/04/2013 Last modified: 25/11/2021
     The FCA has banned Kevin Wells, the managing director of Montpelier Pension Administration Services Limited (MPAS), from performing any significant influence function at any regulated firm, and also censured him.

432. FCA charges eight men in relation to land banking

     Press Releases Published: 16/04/2013 Last modified: 17/11/2021
     Eight men have been charged by the FCA with conspiracy to defraud contrary to common law and criminal offences relating to the carrying out of a regulated activity without authorisation or exemption

433. FCA publishes its Annual Funding Requirement for 2013/14

     Press Releases Published: 09/04/2013 Last modified: 15/04/2013
     The Financial Conduct Authority (FCA) has announced its Annual Funding Requirement (AFR) for 2013/14. On 1 April 2013 the FCA and the Prudential Regulation Authority (PRA) replaced the Financial Services Authority (FSA). The Bank of England has

434. Financial Conduct Authority Board members confirmed

     Press Releases Published: 28/03/2013 Last modified: 31/03/2013
     HM Treasury today named the members of the Financial Conduct Authority (FCA) Board. The Board will be effective from 1 April 2013 when the FCA begins operating.

435. FCA business plan and risk outlook published

     Press Releases Published: 23/03/2013 Last modified: 01/05/2013
     The Financial Services Authority (FSA) has published the business plan and risk outlook for the Financial Conduct Authority (FCA) for 2013/14. The FSA will be replaced by the FCA and the Prudential Regulation Authority (PRA) on 1 April 2013.

436. Lamprell plc fined £2,428,300 for systems and controls failings

     Press Releases Published: 18/03/2013 Last modified: 29/03/2013
     The Financial Services Authority (FSA) has fined Lamprell plc (Lamprell) £2,428,300 for significant failings in its systems and controls resulting in Listing Rules and related breaches. Lamprell could not adequately monitor its financial

437. Individual sentenced to four years for insider dealing

     Press Releases Published: 11/03/2013 Last modified: 05/04/2023
     In a prosecution brought by the Financial Services Authority (FSA) and heard at Southwark Crown Court Richard Joseph, age 43, has been found guilty of 6 counts of conspiracy to deal as an insider.

438. FSA publishes consultation on framework for the consumer credit regime

     Press Releases Published: 06/03/2013 Last modified: 29/03/2013
     The Financial Services Authority (FSA) has published its consultation on how it plans to introduce a strong and flexible regime to regulate consumer credit. The regime is tailored to address the risks that face consumers without putting undue

439. Journey towards a conduct regulator

     Speeches Published: 05/03/2013 Last modified: 18/07/2013
     Speech by Clive Adamson, Director of Supervision, the FSA at the Westminster Forum, London

440. FSA publishes discussion paper on transparency

     Press Releases Published: 04/03/2013 Last modified: 29/03/2013
     The Financial Services Authority (FSA) has published a discussion paper looking at how transparency and more effective disclosure could improve the accountability of the regulator and the financial services industry, and help consumers make more