Showing 441 to 450 of 452 search results for our enforcement.

441. FSA secures Supreme Court win in satellite warranty case

     Press Releases Published: 13/02/2013 Last modified: 22/11/2021
     The Supreme Court unanimously dismissed appeals by Digital Satellite Warranty Cover and Bernard Freeman and Michael Sullivan, trading as Satellite Services.

442. UBS fined £9.45m for failings in its sale of an AIG fund

     Press Releases Published: 12/02/2013 Last modified: 29/03/2013
     The Financial Services Authority (FSA) has fined UBS AG (UBS) for failures in the sale of the AIG Enhanced Variable Rate Fund (the Fund). These failures led to UBS customers being exposed to an unacceptable risk of an unsuitable sale of the Fund.

443. FSA secures High Court victory against illegal land banking firm, Asset Land

     Press Releases Published: 11/02/2013 Last modified: 29/03/2013
     The Financial Services Authority (FSA) has won a key victory in the battle against unauthorised businesses after the High Court declared that David Banner-Eve, Stuart Cohen, Asset Land Investments Plc and Asset L.I. Inc. ran an illegal land bank by

444. RBS fined £87.5 million for significant failings in relation to LIBOR

     Press Releases Published: 06/02/2013 Last modified: 18/11/2021
     The Financial Services Authority (FSA) has fined The Royal Bank of Scotland plc (RBS) £87.5 million for misconduct relating to the London Interbank Offered Rate (LIBOR).

445. Market Force and the Chartered Institute’s Nicholas Barbon Lectures

     Speeches Published: 06/02/2013 Last modified: 29/03/2013
     Speech by Andrew Bailey, Managing Director, Prudential Business Unit at the Chartered Institute’s Nicholas Barbon Lectures, London

446. Four building blocks of efficient capital markets

     Speeches Published: 01/02/2013 Last modified: 29/03/2013
     Speech by David Lawton, Director of Markets, FSA at the Practising Law Institute Conference

447. Monitoring orders and transactions – our expectations of firms

     Speeches Published: 31/01/2013 Last modified: 29/03/2013
     Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum

448. Tribunal upholds FSA decision to fine firm £8m for market abuse

     Press Releases Published: 28/01/2013 Last modified: 28/01/2015
     The Upper Tribunal (Tax and Chancery Chamber) has directed the Financial Services Authority (FSA) to fine Swift Trade, a non-FSA authorised Canadian company with global operations, £8m for market abuse. The Tribunal described this as being “as

449. UBS fined £160 million for significant failings in relation to LIBOR and EURIBOR

     Press Releases Published: 19/12/2012 Last modified: 29/03/2013
     The Financial Services Authority (FSA) has fined UBS AG (UBS) £160 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever imposed by the FSA.

450. International Mergers & Acquisitions Administration (www.international-maa.org) (clone of FCA authorised firm)

     Warnings Published: 12/06/2012 Last modified: 29/09/2015
     Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.