Showing 451 to 452 of 452 search results for our enforcement.

451. FSA fines spread bet broker £490,000 for transaction reporting failures

     Press Releases Published: 20/01/2011 Last modified: 22/07/2013
     The Financial Services Authority (FSA) has fined City Index Limited (City Index) £490,000 for failing to provide accurate transaction reports to the FSA.

452. FSA fines Société Générale £1.575 million for failures in transaction reporting

     Press Releases Published: 25/08/2010 Last modified: 22/07/2013
     The Financial Services Authority (FSA) has fined the London branch of Société Générale (SocGen) £1,575,000 for failing to provide accurate transaction reports to the FSA. The fine reflects the seriousness of SocGen’s failure to submit