Showing 51 to 60 of 162 search results for potential enforcement action.

51. FCA issues warning over ‘clone firm’ investment scams

    Press Releases Published: 27/01/2021 Last modified: 27/01/2021
    With over £78 million stolen in clone firm investment scams and the number of reports for this scam type on the rise, we warn the public

52. FCA censures Aviva plc for listing and transparency rules breach

    Press Releases Published: 26/10/2020 Last modified: 26/10/2020
    The FCA has today publicly censured Aviva plc for making an announcement that had the potential to mislead the market.

53. Market abuse in a time of coronavirus

    Speeches Published: 12/10/2020 Last modified: 12/10/2020
    Julia Hoggett speaking on market abuse at the Ciy & Financial Global event.

54. Capital market regulation and coronavirus

    Speeches Published: 07/08/2020 Last modified: 07/08/2020
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the ShareSoc Webinar: building market and investor confidence.

55. FCA publicly censures Redcentric PLC for market abuse

    Press Releases Published: 26/06/2020 Last modified: 26/06/2020
    The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016.

56. Strong customer authentication and coronavirus

    Statements Published: 30/04/2020 Last modified: 01/05/2020
    In the exceptional circumstances of the Covid crisis, we are giving the industry an additional 6 months to implement strong customer authentication (SCA) for e-commerce.

57. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

    Speeches Published: 06/03/2020 Last modified: 06/03/2020
    Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.

58. Is this the decade of the credit union?

    Speeches Published: 17/01/2020 Last modified: 17/01/2020
    Speech by Charles Randell, Chair of the FCA, delivered at the National Credit Union Forum, Penrith.

59. FCA fines former managing director £45,000 for failure to notify personal trades

    Press Releases Published: 20/12/2019 Last modified: 20/12/2019
    The FCA has fined Kevin Gorman, a former Managing Director at Braemar Shipping Services plc (Braemar), £45,000 for failure to notify personal trades.

60. Turning technology against financial crime

    Speeches Published: 23/10/2019 Last modified: 23/10/2019
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at the Royal United Services Institute, London.