Showing 1 to 5 of 5 search results for regarding potential enforcement action against Link.

1. FCA announces plan to deliver significant redress to Woodford investors

   Press Releases Published: 19/04/2023 Last modified: 19/04/2023
   Following an investigation by the FCA, Link Fund Solutions has agreed to provide, with a material contribution from its ultimate parent, Link Administration Holdings (Link Group), a significant redress payment to investors in the LF Woodford Equity

2. FCA statement regarding potential enforcement action against Link Fund Solutions Ltd

   Statements Published: 21/09/2022 Last modified: 21/09/2022
   This follows an announcement made on 21 September by Link Group to the Australian Securities Exchange.

3. London Capital and Finance plc

   News stories Published: 14/08/2019 Last modified: 02/02/2022
   On 30 January 2019, London Capital and Finance plc (LCF) appointed joint administrators who will contact all affected parties in due course

4. Brexit and beyond

   Speeches Published: 21/03/2019 Last modified: 21/03/2019
   Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit.

5. Effective global regulation in capital markets

   Speeches Published: 05/12/2017 Last modified: 11/04/2018
   Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London