Showing 1 to 7 of 7 search results for stay proceedings in enforcement case.

1. FCA resolves High Court proceedings in relation to unauthorised deposit taking

   Press Releases Published: 30/06/2022 Last modified: 01/07/2022
   Mohammed Kabir has agreed to orders to resolve proceedings brought by the FCA relating to an unauthorised deposit taking scheme.

2. High Court finds that 24HR Trading Academy unlawfully advised on investments and unlawfully promoted CFD trading

   Press Releases Published: 25/03/2021 Last modified: 08/04/2024
   The High Court has delivered a summary judgement ruling that 24HR Trading Academy Limited contravened the Financial Services and Markets Act 2000 (FSMA) by providing unauthorised investment advice to consumers via WhatsApp messages.

3. FCA responds to High Court decision to stay proceedings in enforcement case

   Press Releases Published: 24/02/2021 Last modified: 26/02/2021
   The Claimants issued a judicial review to challenge a decision by the FCA’s Regulatory Decisions Committee not to stay the regulatory proceedings against the first Claimant.

4. FCA secures orders for victims of unauthorised share scheme

   Press Releases Published: 06/05/2020 Last modified: 07/05/2020
   The High Court today ordered four individuals and one company to pay nearly £3.62m in restitution to members of the public who bought shares that were promoted unlawfully.

5. Tackling the hard questions

   Speeches Published: 28/04/2016 Last modified: 18/01/2017
   Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Thomson Reuters Annual Compliance & Risk Summit on 26 April 2016, in London. This is the text of the speech as drafted, which may differ from the

6. FCA secures High Court Judgment awarding injunction and over £7 million in penalties against five defendants for market abuse

   Press Releases Published: 11/08/2015 Last modified: 18/11/2021
   The High Court today held that the Financial Conduct Authority (FCA) is entitled to permanent injunctions and penalties totalling £7,570,000 against Da Vinci Invest Ltd, Mineworld Ltd, Mr Szabolcs Banya, Mr Gyorgy Szabolcs Brad and Mr Tamas Pornye

7. Monitoring orders and transactions – our expectations of firms

   Speeches Published: 31/01/2013 Last modified: 29/03/2013
   Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum