Showing 321 to 322 of 322 search results for will not take enforcement action.

321. FSA fines Aon Limited £5.25m for failings in its anti-bribery and corruption systems and controls

     Press Releases Published: 08/01/2009 Last modified: 08/11/2016
     The Financial Services Authority (FSA) has today fined Aon Limited (Aon Ltd) £5.25 million for failing to take reasonable care to establish and maintain effective systems and controls to counter the risks of bribery and corruption associated with

322. FSA fines Norwich Union Life £1.26m for exposing its customers to the risk of fraud

     Press Releases Published: 17/12/2007 Last modified: 08/11/2016
     The Financial Services Authority (FSA) has fined Norwich Union Life £1.26 million for not having effective systems and controls in place to protect customers' confidential information and manage its financial crime risks. These failings resulted in