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Find and participate in FCA consultations – this section lists our currently open consultations.

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Showing 141 to 150 of 303 search results.

  1. FG17/9: Summary of feedback received [pdf]

    Finalised guidance Published: 27/10/2017
    A summary of feedback we received to GC17/1: Changes to the way firms calculate redress for unsuitable defined benefit pension transfers.

  2. FG17/8: Streamlined advice and consolidated guidance [pdf]

    Finalised guidance Published: 28/09/2017
    This paper sets out finalised guidance on streamlined advice and the fact find process, in response to two FAMR recommendations.

  3. FG17/8: Summary of feedback received [pdf]

    Finalised guidance Published: 28/09/2017
    A summary of feedback we received to GC17/4: Financial Advice Market Review (FAMR): Implementation part 1.

  4. FG17/8: Streamlined advice and consolidated guidance

    Finalised guidance Published: 28/09/2017 Last modified: 11/05/2018
    This is our finalised guidance on streamlined advice and the fact find process. The summary of feedback outlines the response to our consultation.  We have updated it to include guidance from our Advice Unit in response to queries received from

  5. FG17/7: Primary Market Bulletin No. 18

    Finalised guidance Published: 31/08/2017 Last modified: 03/10/2017
    The Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 18.

  6. FG17/6: The treatment of politically exposed persons for anti-money laundering purposes [pdf]

    Finalised guidance Published: 06/07/2017
    We are publishing finalised guidance for how financial services firms should treat customers who are politically exposed persons when meeting their anti-money laundering obligations.

  7. FG17/6: Summary of feedback received [pdf]

    Finalised guidance Published: 06/07/2017
    A summary of feedback we received to GC17/2: Treatment of politically exposed persons (PEPs) under the money laundering, terrorist financing and transfer of funds (information on the payer) regulations 2017

  8. FG17/6: The treatment of politically exposed persons for anti-money laundering purposes

    Finalised guidance Published: 06/07/2017 Last modified: 11/07/2017
    We are publishing finalised guidance for how financial services firms should treat customers who are politically exposed persons when meeting their anti-money laundering obligations.

  9. FG17/4: The fair treatment of mortgage customers in payment shortfall: impact of automatic capitalisation [pdf]

    Finalised guidance Published: 24/04/2017
    We are publishing finalised guidance on the treatment of customers with mortgage payment shortfalls. The guidance covers remediation for mortgage customers who may have been affected by the way firms calculate these customers’ monthly mortgage

  10. FG17/4: Summary of feedback received [pdf]

    Finalised guidance Published: 24/04/2017
    A summary of feedback we received to GC16/6: The fair treatment of mortgage customers in payment shortfall: impact of automatic capitalisations.