Publications
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Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 181 to 190 of 303 search results.
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FG15/8 - FCA's powers and procedures under the Competition Act 1998
Guidance for firms and their advisers setting out our powers and how we investigate and enforce against potential breaches of UK competition law. -
General guidance on the application of ex-post risk adjustment to variable remuneration [pdf]
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FG15/7: Summary of feedback received [pdf]
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FG15/7 - Guidance on financial crime systems and controls
FG15/7 - Guidance on financial crime systems and controls. Finalised guidance First published:. 27/04/2015. Last updated: 30/08/2015. Share page. FG15/7 - Guidance on financial crime systems and controls. In November 2014, we consulted on proposed -
FG15/6: Multilateral Trading Facilities (MTFs) – Dear CEO Letter and FCA Good Practice Observations on MTF Rulebooks [pdf]
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FG15/6 - Multilateral Trading Facilities (MTFs)
FG15/6 - Multilateral Trading Facilities (MTFs). Finalised guidance First published:. 15/04/2015. Last updated: 15/04/2015. Share page. On 1 December 2014 we consulted on Guidance Consultation GC14/9 which set out the FCA’s Good Practice -
FG15/4: Social media and customer communications: The FCA’s supervisory approach to financial promotions in social media [pdf]
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FG15/4 - Social media and customer communications: The FCA’s supervisory approach to financial promotions in social media
In August 2014, we consulted on our approach to the supervision of financial promotions in social media. -
FG15/3: TRUP Version 3.1 finalised guidance [pdf]
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FG15/3: Changes made to the text consulted on following the consultation [pdf]