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Find and participate in FCA consultations – this section lists our currently open consultations.

Finalised guidance Clear all filters

Showing 201 to 210 of 303 search results.

  1. FG14/5 - Summary of feedback received [pdf]

    Finalised guidance Published: 12/06/2014 Last modified: 20/10/2014

  2. FG14/5 - Examples of good and poor practice in ‘Banks’ control of financial crime risks in trade finance

    Finalised guidance Published: 11/06/2014 Last modified: 12/01/2023
    In July 2013, we consulted on examples of good and poor practice in ‘Banks’ control of financial crime risks in trade finance’. We proposed to include these examples in Financial crime: a guide for firms, our regulatory guidance, which sets

  3. FG14/4 - Summary of feedback received [pdf]

    Finalised guidance Published: 06/05/2014 Last modified: 20/10/2014

  4. FG18/3 - Changing customers to post-RDR unit classes (formerly known as FG14/4)

    Finalised guidance Published: 06/05/2014 Last modified: 05/04/2018
    This guidance sets out our expectations of firms which are involved in the transfer of investors from pre-RDR unit classes to post-RDR unit classes, or in any other case where a cheaper but otherwise identical class of the same fund is available to

  5. Consumer credit - Being regulated - Guide [pdf]

    Finalised guidance Published: 24/04/2014 Last modified: 03/08/2016
    A guide for consumer credit firms on being regulated by the FCA

  6. FG14/3 - Budget 2014 – Pension reforms: guidance to firms in the interim period [pdf]

    Finalised guidance Published: 09/04/2014 Last modified: 20/10/2014

  7. FG14/3 - Budget 2014 – Pension reforms: guidance to firms in the interim period

    Finalised guidance Published: 09/04/2014 Last modified: 09/04/2014
    FG14/3 - Budget 2014 – Pension reforms: guidance to firms in the interim period. Finalised guidance First published:. 09/04/2014. Last updated: 09/04/2014. FG14/3 - Budget 2014 – Pension reforms: guidance to firms in the interim period. On 19

  8. Guide to the regulation of workplace defined contribution pensions [pdf]

    Finalised guidance Published: 21/03/2014 Last modified: 03/08/2016
    We have jointly developed this guide with The Pensions Regulator to provide an overview of how workplace defined contribution (DC) pensions are regulated to protect the interests of consumers.

  9. Regulating the commodity markets: a guide to the role of the FCA [pdf]

    Finalised guidance Published: 27/02/2014 Last modified: 03/08/2016

  10. FG14/2 - General guidance on the AIFM Remuneration Code (SYSC 19B) [pdf]

    Finalised guidance Published: 31/01/2014 Last modified: 20/10/2014