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Find and participate in FCA consultations – this section lists our currently open consultations.

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Showing 301 to 303 of 303 search results.

  1. FSA - FG11/1 [pdf]

    Finalised guidance Published: 04/01/2011 Last modified: 20/10/2014
    Chi-X launched trading in a new type of instrument on 8 November 2010 – centrally cleared contracts for difference (ccCFDs).

  2. FSA - FG10/2 [pdf]

    Finalised guidance Published: 07/12/2010 Last modified: 20/10/2014
    This paper focuses on the IPRE asset class, and comments within this document should be considered in that regard. It is not our intention that the contents be considered guidance for other asset classes.

  3. FSA - FG10/1 [pdf]

    Finalised guidance Published: 19/11/2010 Last modified: 20/10/2014
    The policy for our new liquidity regime was set out in PS09/16.1 It came into force on 1 December 2009 and was ‘switched on’ through a phased basis by class of firm. The systems and controls requirements began from 1 December 20092; and the new